DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• J••• R•••••

V••• F•••••••• A•••••••• I•••BD affiliatedIndependence, Oh dual registrantIAPD 4820889

Certified Financial Planner

Feed of 09/14/2026

Also filed as R•••••• Roda

At current firm

2 y

since Jan 6, 2024

In the industry

20 y

since Feb 13, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••• F•••••••• A•••••••• I••• BD affiliated current
since Jan 6, 2024 · Columbus, Oh
S••••• W••••• A•••••••• I••• no RAUM
Aug 14, 2023 to Dec 19, 2023 · Richfield, Oh
V••• F•••••••• A•••••••• I••• BD affiliated
Sep 6, 2018 to Jul 27, 2023 · Independence, Oh
C•••••• S••••• • C••• I••• national BD
Jun 5, 2018 to Sep 12, 2018 · Orange Village, Oh
V••• F•••••••• A•••••••• I••• BD affiliated
Mar 15, 2018 to Apr 30, 2018 · Independence, Oh
S•••••••• I••••••••• M••••••••• former
Dec 23, 2016 to Mar 9, 2018 · Saint Louis, Mo
E••••• J•••• national BD
Oct 21, 2013 to Nov 26, 2013 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

S••••• W••••• A•••••••• I••• to V••• F•••••••• A•••••••• I•••
left Dec 19, 2023, registered Jan 6, 2024 (18 days) · Other
V••• F•••••••• A•••••••• I••• to S••••• W••••• A•••••••• I•••
left Jul 27, 2023, registered Aug 14, 2023 (18 days) · Other
C•••••• S••••• • C••• I••• to V••• F•••••••• A•••••••• I•••
left Sep 12, 2018, registered Sep 6, 2018 (-6 days) · Affiliated broker-dealer or bank to another
V••• F•••••••• A•••••••• I••• to C•••••• S••••• • C••• I•••
left Apr 30, 2018, registered Jun 5, 2018 (36 days) · Affiliated broker-dealer or bank to another
S•••••••• I••••••••• M••••••••• to V••• F•••••••• A•••••••• I•••
left Mar 9, 2018, registered Mar 15, 2018 (6 days) · Other · moved with a team
E••••• J•••• to S•••••••• I••••••••• M•••••••••
left Nov 26, 2013, registered Dec 23, 2016 (1123 days) · Other

Signals

R•••••• J••• R••••• left S••••• W••••• A•••••••• I••• for V••• F•••••••• A•••••••• I••• (registered 2024-01-06)
Dec 19, 2023 · Advisor changed firm · fact
R•••••• J••• R••••• left V••• F•••••••• A•••••••• I••• for S••••• W••••• A•••••••• I••• (registered 2023-08-14)
Jul 27, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address