DFX Intelligence
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Feed of 09/14/2026
Also filed as J••••• H••••• A••••••••• H• A••••••••• H• A••••
At current firm
1 y
since Jan 6, 2025
In the industry
10 y
since Dec 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Jan 6, 2025 · Orange City, Fl
- J••• M••••• S••••••••• L•• wirehouseMar 20, 2017 to Jan 5, 2025 · Deland, Fl
- M••••• S•••••• wirehouseMar 4, 2016 to Feb 23, 2017 · Deland, Fl
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to E••••• J••••left Jan 5, 2025, registered Jan 6, 2025 (1 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to J••• M••••• S••••••••• L••left Feb 23, 2017, registered Mar 20, 2017 (25 days) · Wirehouse to wirehouse
Signals
- ••• LockedJan 5, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address