DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• B•••• H•••

A•••• C•••••• C••••BD affiliatedDowningtown, Pa IA-onlyIAPD 4824325

Feed of 09/14/2026

Also filed as T••••• B•••• H•••

At current firm

0 y

since Dec 1, 2025

In the industry

22 y

since Jul 20, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•••• C•••••• C•••• BD affiliated current
since Dec 1, 2025 · New York, Ny
W•••• F•••• A••••••• wirehouse
Jun 23, 2023 to Dec 3, 2025 · Kennett Square, Pa
C••••••• S••••••••• I••• BD affiliated
Dec 27, 2016 to Jun 30, 2023 · Phoenixville, Pa
S•••••••• S••••••••• BD affiliated
Aug 14, 2014 to Jan 6, 2017 · Philadelphia, Pa
N•• E•••••• S••••••••• C••••••••• former
Jan 15, 2008 to Aug 8, 2014 · Newtown Square, Pa

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to A•••• C•••••• C••••
left Dec 3, 2025, registered Dec 1, 2025 (-2 days) · Wirehouse to affiliated broker-dealer or bank
C••••••• S••••••••• I••• to W•••• F•••• A•••••••
left Jun 30, 2023, registered Jun 23, 2023 (-7 days) · Affiliated broker-dealer or bank to wirehouse
S•••••••• S••••••••• to C••••••• S••••••••• I•••
left Jan 6, 2017, registered Dec 27, 2016 (-10 days) · Other
N•• E•••••• S••••••••• C••••••••• to S•••••••• S•••••••••
left Aug 8, 2014, registered Aug 14, 2014 (6 days) · Other

Signals

T••••• B•••• H••• left W•••• F•••• A••••••• for A•••• C•••••• C•••• (registered 2025-12-01)
Dec 3, 2025 · Advisor changed firm · fact
T••••• B•••• H••• left C••••••• S••••••••• I••• for W•••• F•••• A••••••• (registered 2023-06-23)
Jun 30, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address