RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R••• J••••••
- A••••••••• I••• BD affiliated currentsince Jul 28, 2022 · Seffner, Fl
- M••••••••• R••••••••• BD affiliatedSep 23, 2021 to Jan 21, 2022 · Seffner, Fl
- M••••• S•••••• wirehouseApr 19, 2011 to Jun 29, 2011 · Tampa, Fl
- P•••••••• S••••••••• I••• BD affiliatedOct 19, 2005 to Jun 18, 2009 · Milwaukee, Wi
- M••••••••• R••••••••• to A••••••••• I•••left Jan 21, 2022, registered Jul 28, 2022 (188 days) · Other
- M••••• S•••••• to M••••••••• R•••••••••left Jun 29, 2011, registered Sep 23, 2021 (3739 days) · Other
- P•••••••• S••••••••• I••• to M••••• S••••••left Jun 18, 2009, registered Apr 19, 2011 (670 days) · Other
- M•••••• R••• J•••••• left M••••••••• R••••••••• for A••••••••• I••• (registered 2022-07-28)Jan 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address