RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• L•••• C•••••
- W•••• F•••• A••••••• wirehouse currentsince Apr 18, 2024 · Bethesda, Md
- W•••• F•••• A••••••• wirehouseApr 10, 2018 to Apr 18, 2024 · Lutherville, Md
- D••••••• B••• S••••••••• I••• no RAUMDec 14, 2010 to Oct 17, 2017 · Baltimore, Md
- M•• F•••••••• S•••••••• I••• formerApr 7, 2009 to Jul 21, 2010 · Elkridge, Md
- A••••• A•• P••••••• S••••••• BD affiliatedAug 27, 2007 to Mar 13, 2009 · Washington, Dc
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedAug 31, 2006 to Apr 3, 2007 · Washington, Dc
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Apr 18, 2024, registered Apr 18, 2024 (0 days) · channel change inside one enterprise, not a move · moved with a team
- D••••••• B••• S••••••••• I••• to W•••• F•••• A•••••••left Oct 17, 2017, registered Apr 10, 2018 (175 days) · Other
- M•• F•••••••• S•••••••• I••• to D••••••• B••• S••••••••• I•••left Jul 21, 2010, registered Dec 14, 2010 (146 days) · Other
- A••••• A•• P••••••• S••••••• to M•• F•••••••• S•••••••• I•••left Mar 13, 2009, registered Apr 7, 2009 (25 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to A••••• A•• P••••••• S•••••••left Apr 3, 2007, registered Aug 27, 2007 (146 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address