DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jason Young Lee
Feed of 09/14/2026
At current firm
1 y
since Nov 15, 2024
In the industry
21 y
since Feb 11, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince Nov 15, 2024 · San Jose, Ca
- Morgan Stanley wirehouseJan 12, 2015 to Nov 27, 2024 · Cupertino, Ca
- Chase Investment Services Corp. formerMay 2, 2009 to May 12, 2009 · Sunnyvale, Ca
- Raymond James Financial Services Advisors, Inc BD affiliatedMay 1, 2009 to Jan 12, 2015 · Sunnyvale, Ca
- Wamu Investments, Inc. unclassifiedJun 30, 2008 to May 2, 2009 · Irvine, Ca
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley to Wells Fargo Advisorsleft Nov 27, 2024, registered Nov 15, 2024 (-12 days) · Wirehouse to wirehouse · moved with a team
- Raymond James Financial Services Advisors, Inc to Chase Investment Services Corp.left Jan 12, 2015, registered May 2, 2009 (-2081 days) · Other
- Chase Investment Services Corp. to Morgan Stanleyleft May 12, 2009, registered Jan 12, 2015 (2071 days) · Other
- Wamu Investments, Inc. to Raymond James Financial Services Advisors, Incleft May 2, 2009, registered May 1, 2009 (-1 days) · Other
Signals
- Jason Young Lee left Morgan Stanley for Wells Fargo Advisors (registered 2024-11-15)Nov 27, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address