G•••••• F• W•••••••

• N•••••• A••••••• BD affiliated current
  since Mar 30, 2023 · Portsmouth, Nh
• A••••• A•• P••••••• S••••••• BD affiliated
  Oct 21, 2010 to Mar 3, 2023 · Williston, Vt
• F••••••• P••••••• T•••• C••••••• F•• unclassified
  Aug 15, 2006 to Mar 28, 2007 · Merrimack, Nh
• S•••••••• A••••••• L•• national BD
  Jan 9, 2006 to Sep 29, 2010 · Merrimack, Nh

• A••••• A•• P••••••• S••••••• to N•••••• A•••••••
  left Mar 3, 2023, registered Mar 30, 2023 (27 days) · Affiliated broker-dealer or bank to another
• S•••••••• A••••••• L•• to F••••••• P••••••• T•••• C••••••• F••
  left Sep 29, 2010, registered Aug 15, 2006 (-1506 days) · Other
• F••••••• P••••••• T•••• C••••••• F•• to A••••• A•• P••••••• S•••••••
  left Mar 28, 2007, registered Oct 21, 2010 (1303 days) · Other

• ••• Locked
  Mar 3, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address