RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• S•••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 6, 2022 · Boca Raton, Fl
- J••• M••••• S••••••••• L•• wirehouseMar 2, 2018 to Jul 7, 2022 · Boca Raton, Fl
- M••••• S•••••• wirehouseAug 4, 2014 to Jul 11, 2016 · Boca Raton, Fl
- I••••••••• A••••• I••••••••• M••••••••• L•• BD affiliatedJun 7, 2013 to May 8, 2014 · Orlando, Fl
- C•• W••••• M••••••••• unclassifiedSep 18, 2012 to Jul 2, 2013 · Boca Raton, Fl
- J••• M••••• S••••••••• L•• to L•• F•••••••• L••left Jul 7, 2022, registered Jul 6, 2022 (-1 days) · Wirehouse to independent RIA
- M••••• S•••••• to J••• M••••• S••••••••• L••left Jul 11, 2016, registered Mar 2, 2018 (599 days) · Wirehouse to wirehouse · moved with a team
- I••••••••• A••••• I••••••••• M••••••••• L•• to M••••• S••••••left May 8, 2014, registered Aug 4, 2014 (88 days) · Other
- C•• W••••• M••••••••• to I••••••••• A••••• I••••••••• M••••••••• L••left Jul 2, 2013, registered Jun 7, 2013 (-25 days) · Other
- A••• S••••• left J••• M••••• S••••••••• L•• for L•• F•••••••• L•• (registered 2022-07-06)Jul 7, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address