RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• A•• M••••••••
- •••••••• independent RIA currentsince Jun 15, 2026 · Vancouver, Wa
- L•• F•••••••• L•• BD affiliatedMar 6, 2015 to Mar 6, 2026 · Vancouver, Wa
- F••••• I••••••••• independent RIAJul 23, 2014 to Oct 17, 2014 · Plano, Tx
- M••••• S•••••• wirehouseJun 1, 2009 to Jul 9, 2014 · New York, Ny
- M••••• S•••••• • C•• L•• unclassifiedAug 13, 2007 to Jun 1, 2009 · Jersey City, Nj
- L•• F•••••••• L•• to ••••••••left Mar 6, 2026, registered Jun 15, 2026 (101 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- F••••• I••••••••• to L•• F•••••••• L••left Oct 17, 2014, registered Mar 6, 2015 (140 days) · Other
- M••••• S•••••• to F••••• I•••••••••left Jul 9, 2014, registered Jul 23, 2014 (14 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- C••••••••• A•• M•••••••• left L•• F•••••••• L•• for &Partners (registered 2026-06-15)Mar 6, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address