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Registered advisor
T••• L••• G•••••••••
Feed of 09/15/2026
Also filed as T••• L••• Guenigsman
At current firm
5 y
since Sep 7, 2021
In the industry
21 y
since Dec 7, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Sep 7, 2021 · Willmar, Mn
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMar 8, 2012 to Oct 5, 2021 · Saint Cloud, Mn
- B••••••• I••••••••• S•••••••• I••• ••••• formerFeb 19, 2010 to Mar 2, 2012 · Little Falls, Mn
- C••••••• M••••••••• I••••••••• A•••••••• L•• asset managerNov 12, 2008 to Feb 19, 2010 · Boston, Ma
- L•• F•••••••• L•• BD affiliatedJun 28, 2007 to Mar 5, 2008 · Plymouth, Mn
- W•••• F•••• I••••••••• L•• unclassifiedJan 21, 2005 to Jan 23, 2006 · Cambridge, Mn
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W•••• F•••• A•••••••left Oct 5, 2021, registered Sep 7, 2021 (-28 days) · Affiliated broker-dealer or bank to wirehouse
- B••••••• I••••••••• S•••••••• I••• ••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 2, 2012, registered Mar 8, 2012 (6 days) · Other
- C••••••• M••••••••• I••••••••• A•••••••• L•• to B••••••• I••••••••• S•••••••• I••• •••••left Feb 19, 2010, registered Feb 19, 2010 (0 days) · Other
- L•• F•••••••• L•• to C••••••• M••••••••• I••••••••• A•••••••• L••left Mar 5, 2008, registered Nov 12, 2008 (252 days) · Other
- W•••• F•••• I••••••••• L•• to L•• F•••••••• L••left Jan 23, 2006, registered Jun 28, 2007 (521 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address