RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•• F• C•••••
- B••••••• J•••• L•• i••••••••• wealth currentsince Oct 8, 2025 · San Francisco, Ca
- M••••• S•••••• wirehouseJun 17, 2021 to Jun 30, 2022 · San Francisco, Ca
- G••••• C•••••• S•••••••• I••• unclassifiedNov 18, 2020 to May 7, 2021 · Claymont, De
- I••••••••• F•••••••• G••••• L•• BD affiliatedSep 24, 2019 to Jan 21, 2020 · Pleasanton, Ca
- C•••••• S••••• • C••• I••• national BDOct 13, 2015 to Mar 9, 2018 · New York City, Ny
- U••• F•••••••• P••••••• S••••••• formerDec 10, 2009 to Aug 4, 2015 · Tampa, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Oct 8, 2009 · Tampa, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 2, 2008 to Jun 1, 2009 · Tampa, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDOct 18, 2004 to Jul 17, 2008 · Tampa, Fl
- M••••• S•••••• to B••••••• J•••• L••left Jun 30, 2022, registered Oct 8, 2025 (1196 days) · Wirehouse to independent RIA
- G••••• C•••••• S•••••••• I••• to M••••• S••••••left May 7, 2021, registered Jun 17, 2021 (41 days) · Other
- I••••••••• F•••••••• G••••• L•• to G••••• C•••••• S•••••••• I•••left Jan 21, 2020, registered Nov 18, 2020 (302 days) · Other
- C•••••• S••••• • C••• I••• to I••••••••• F•••••••• G••••• L••left Mar 9, 2018, registered Sep 24, 2019 (564 days) · Affiliated broker-dealer or bank to independent RIA
- U••• F•••••••• P••••••• S••••••• to C•••••• S••••• • C••• I•••left Aug 4, 2015, registered Oct 13, 2015 (70 days) · Other
- M••••• S•••••• to U••• F•••••••• P••••••• S•••••••left Oct 8, 2009, registered Dec 10, 2009 (63 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to C•••••••• G••••• M•••••• I•••left Jul 17, 2008, registered Oct 2, 2008 (77 days) · Other
- S•• F• C••••• left M••••• S•••••• for B••••••• J•••• L•• (registered 2025-10-08)Jun 30, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address