DFX Intelligence
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Registered advisor
B•••••• R•••••••
Feed of 09/14/2026
Also filed as B••••• R••••••••• R••••••••• W•••••• R•••••••
At current firm
2 y
since Apr 2, 2024
In the industry
21 y
since Jul 29, 2005 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Apr 2, 2024 · Lutherville, Md
- L•• F•••••••• L•• BD affiliatedJun 9, 2021 to Apr 17, 2024 · Baltimore, Md
- M•• S••••••••• I••• unclassifiedAug 23, 2016 to Jun 9, 2021 · Timonium, Md
- P••• A••••• S••••••••• L•• BD affiliatedMay 12, 2016 to Sep 9, 2016 · Hunt Valley, Md
- S•••••••• F••••••••• I••• formerOct 29, 2013 to May 5, 2016 · Baltimore, Md
- M•• F•••••••• S•••••••• I••• formerApr 2, 2008 to Oct 9, 2013 · Elkridge, Md
- A••••••••• F•••••••• S•••••••• L•• national BDAug 1, 2005 to Mar 28, 2008 · Owings Mills, Md
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to W•••• F•••• A•••••••left Apr 17, 2024, registered Apr 2, 2024 (-15 days) · Affiliated broker-dealer or bank to wirehouse
- M•• S••••••••• I••• to L•• F•••••••• L••left Jun 9, 2021, registered Jun 9, 2021 (0 days) · corporate re-registration, not a move
- P••• A••••• S••••••••• L•• to M•• S••••••••• I•••left Sep 9, 2016, registered Aug 23, 2016 (-17 days) · Other
- S•••••••• F••••••••• I••• to P••• A••••• S••••••••• L••left May 5, 2016, registered May 12, 2016 (7 days) · Other
- M•• F•••••••• S•••••••• I••• to S•••••••• F••••••••• I•••left Oct 9, 2013, registered Oct 29, 2013 (20 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M•• F•••••••• S•••••••• I•••left Mar 28, 2008, registered Apr 2, 2008 (5 days) · Other
Signals
- B•••••• R••••••• left L•• F•••••••• L•• for W•••• F•••• A••••••• (registered 2024-04-02)Apr 17, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address