RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• D•••• L•••••••
- I•••••• A•••••••• I••• asset manager currentsince Oct 24, 2019 · Manhattan Beach, Ca
- A•••••••• F•••• M••••••••• L•• asset managerDec 3, 2015 to Oct 3, 2019 · Manhattan Beach, Ca
- N•••••••• B••••• B• L•• no RAUMFeb 6, 2014 to Dec 1, 2015 · Manhattan Beach, Ca
- N•••••••• B••••• B• L•• no RAUMMay 17, 2006 to Feb 27, 2007 · Los Angeles, Ca
- A••••••••• L••• otherJan 12, 2005 to Jun 8, 2006 · Chiacgo, Il
- A•••••••• F•••• M••••••••• L•• to I•••••• A•••••••• I•••left Oct 3, 2019, registered Oct 24, 2019 (21 days) · Other
- N•••••••• B••••• B• L•• to A•••••••• F•••• M••••••••• L••left Dec 1, 2015, registered Dec 3, 2015 (2 days) · Other
- A••••••••• L••• to N•••••••• B••••• B• L••left Jun 8, 2006, registered May 17, 2006 (-22 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address