DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

H•••• P•••••• G••••••

C••••• I••••••••• A••••••• L••BD affiliated El Segundo, Ca dual registrantIAPD 4859510

Certified Financial Planner

Feed of 09/15/2026

At current firm

0 y

since Jul 13, 2026

In the industry

14 y

since Nov 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jul 13, 2026 · Vista, Ca
A••••••• A•••• M••••••••• I••• mixed wealth
Oct 6, 2020 to Jun 29, 2026 · Boca Raton, Fl
C•••••• A••••••• BD affiliated
Jul 22, 2020 to Sep 23, 2020 · Jupiter, Fl
L•••••• I••••••••• independent RIA
Jul 20, 2020 to Sep 23, 2020 · Union, Ky
E••••• J•••• national BD
Dec 2, 2019 to Dec 24, 2019 · Jupiter, Fl

Moves

a registration end followed by a registration begin elsewhere

A••••••• A•••• M••••••••• I••• to C••••• I••••••••• A••••••• L••
left Jun 29, 2026, registered Jul 13, 2026 (14 days) · RIA to affiliated broker-dealer or bank
C•••••• A••••••• to A••••••• A•••• M••••••••• I•••
left Sep 23, 2020, registered Oct 6, 2020 (13 days) · Other
L•••••• I••••••••• to C•••••• A•••••••
left Sep 23, 2020, registered Jul 22, 2020 (-63 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to L•••••• I•••••••••
left Dec 24, 2019, registered Jul 20, 2020 (209 days) · Affiliated broker-dealer or bank to another

Signals

H•••• P•••••• G•••••• left A••••••• A•••• M••••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2026-07-13)
Jun 29, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address