DFX Intelligence
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Registered advisor
N••• A•••• T•••
Feed of 09/14/2026
Also filed as Noel Todd
At current firm
2 y
since Apr 16, 2024
In the industry
20 y
since Sep 29, 2005 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Apr 16, 2024 · Irvine, Ca
- E••••• J•••• national BDJul 13, 2022 to Apr 15, 2024 · Costa Mesa, Ca
- W•••• F•••• A••••••• wirehouseSep 27, 2017 to Jul 11, 2022 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseJan 13, 2014 to Sep 27, 2017 · Newport Beach, Ca
- C••• B•••••••• S•••••••• I••• formerAug 1, 2013 to Jan 3, 2014 · Tustin, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 9, 2012 to May 3, 2013 · Carson, Ca
- C•••• I••••••••• S••••••• C•••• formerFeb 8, 2010 to Feb 24, 2012 · Huntington Beach, Ca
- W•••• F•••• I••••••••• L•• unclassifiedSep 13, 2006 to Mar 13, 2009 · Las Vegas, Nv
- M••••• S•••••• D• I••• unclassifiedOct 4, 2005 to Apr 3, 2006 · Las Vegas, Nv
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to W•••• F•••• A•••••••left Apr 15, 2024, registered Apr 16, 2024 (1 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to E••••• J••••left Jul 11, 2022, registered Jul 13, 2022 (2 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Sep 27, 2017, registered Sep 27, 2017 (0 days) · channel change inside one enterprise, not a move · moved with a team
- C••• B•••••••• S•••••••• I••• to W•••• F•••• A•••••••left Jan 3, 2014, registered Jan 13, 2014 (10 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••• B•••••••• S•••••••• I•••left May 3, 2013, registered Aug 1, 2013 (90 days) · Other
- C•••• I••••••••• S••••••• C•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 24, 2012, registered Mar 9, 2012 (14 days) · Other
- W•••• F•••• I••••••••• L•• to C•••• I••••••••• S••••••• C••••left Mar 13, 2009, registered Feb 8, 2010 (332 days) · Other
- M••••• S•••••• D• I••• to W•••• F•••• I••••••••• L••left Apr 3, 2006, registered Sep 13, 2006 (163 days) · Other
Signals
- N••• A•••• T••• left E••••• J•••• for W•••• F•••• A••••••• (registered 2024-04-16)Apr 15, 2024 · Advisor changed firm · fact
- N••• A•••• T••• left W•••• F•••• A••••••• for E••••• J•••• (registered 2022-07-13)Jul 11, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address