DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Hohimer Wealth Management, LLC
Latest filing Jul 24, 2026
First filing on the tape Jan 28, 2019 · 20 filings
SEC status approved since Feb 28, 2019
RAUM
$1.3B
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
90%
$1.1B individuals and HNW
Advisors
13
registered through the firm on IAPD
RAUM per advisor
$96.6M
derived; firm RAUM over IAPD count
Employees
12
10 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
2
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$1.3B as of Jul 24, 2026
Mar 30, 2020$570M then
HNW client RAUM$931M as of Jul 24, 2026
Mar 30, 2020$440M then
State-registered IARs (5.B.3)10 as of Jul 24, 2026
Mar 30, 20207 then
Employees (5.A)12 as of Jul 24, 2026
Mar 30, 20208 then
Private funds2 as of Jul 24, 2026
Mar 11, 20241 then
RAUM +26% over the last fiscal year+22% a year over threeIARs 8 to 10offices 1 to 2
Practice profile
derived from the filing of Jul 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $96.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 41derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.2MderivedHNW RAUM over HNW clients
- Average account
- $808,182derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 1.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 4.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +32%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $1.0BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$931M74%
- Individuals$194M15%
- Corporations and businesses$93.1M7.4%
- Pooled investment vehicles$19.1M1.5%
- Charitable organizations$18.5M1.5%
- Individual clients
- 356reported
- HNW clients
- 179reported
- Pension plan clients
- n/areported
- Charitable clients
- 10reported
- Accounts
- 1,554reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.9 fund_share=0.02 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
13 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Patrick Thomas ConklinCertified Financial Planner | Seattle, Wa | Apr 17, 2019 | 13 y | 2 |
| Alex Walter PetersChartered Financial Analyst | Seattle, Wa | Apr 18, 2019 | 36 y | 0 |
| David Henry Hohimer | Seattle, Wa | Apr 25, 2019 | 35 y | 3 |
| Jack Henry Hohimer | Seattle, Wa | Oct 23, 2019 | 26 y | 0 |
| Theresa Ann Kenyon | Seattle, Wa | Jun 28, 2021 | 15 y | 0 |
| Bryan Eric AbdelnoorCertified Financial Planner | Seattle, Wa | Mar 15, 2022 | 21 y | 8 |
| Kyle Christian Balcos | Black Diamond, Wa | Aug 21, 2023 | 15 y | 2 |
| David John Simpson | Seattle, Wa | Nov 22, 2023 | 12 y | 1 |
| Larry Lars Knudsen | Seattle, Wa | Mar 10, 2025 | 42 y | 6 |
| Curtis Nilsen | Seattle, Wa | May 1, 2025 | 14 y | 0 |
| Jennifer R Weaver | Seattle, Wa | Jul 8, 2025 | 28 y | 3 |
| Philip Duane Tom | Las Vegas, Nv | Jul 18, 2025 | 43 y | 3 |
| Baljit Kaur Gill | Seattle, Wa | Jul 14, 2026 | 11 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Jon Fredrick Murdock to Edward JonesMay 8, 2023 · RIA to affiliated broker-dealer or bank
- George Rettig to Alitus Financial ServicesMar 7, 2023 · RIA to a state-registered adviser
- Erick Alexander Aguayo to Triad Wealth Partners, LLCOct 15, 2021 · RIA to a newly registered adviser
- Thomas Adam Braile to Usi AdvisorsDec 16, 2020 · Other
Joined, latest
- Baljit Kaur Gill from UBS Financial Services Inc.Jul 14, 2026 · Wirehouse to independent RIA
- Philip Duane Tom from RBC Capital Markets, LLCJul 18, 2025 · Affiliated broker-dealer or bank to independent RIA
- Jennifer R Weaver from RBC Capital Markets, LLCJul 8, 2025 · Affiliated broker-dealer or bank to independent RIA
- Larry Lars Knudsen from Hightower Advisors, LLCMar 10, 2025 · Affiliated broker-dealer or bank to independent RIA
- David John Simpson from Wells Fargo AdvisorsNov 22, 2023 · Wirehouse to independent RIA
- Kyle Christian Balcos from Hightower Advisors, LLCAug 21, 2023 · Affiliated broker-dealer or bank to independent RIA
- Jon Fredrick Murdock from Edward JonesMay 6, 2022 · Affiliated broker-dealer or bank to independent RIA
- Bryan Eric Abdelnoor from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 15, 2022 · Wirehouse to independent RIA
- Erick Alexander Aguayo from MerrimanJan 12, 2021 · RIA to RIA
- David Henry Hohimer from Wells Fargo AdvisorsApr 25, 2019 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Thomas Adam Braile from Wells Fargo AdvisorsApr 17, 2019 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Patrick Thomas Conklin from Wells Fargo AdvisorsApr 17, 2019 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from Wells Fargo AdvisorsApr 18, 2019 · Seattle, Wa
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| US Affordable Housing Fund 1 LP | Real Estate Fund | $12.4M | 12 | Mar 11, 2024 |
| US Residential Development Fund | $6.4M | 24 | Jul 24, 2026 |
Owners and control persons
Schedule A and B, latest filing
- Henry David Hohimer · Principal/Managing Membercontrolsince 01/2019 · owns 75% or more
- Nicholas Orest Taraban · Chief Compliance Officercontrolsince 03/2019 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Seattle, Wa · principal | 13 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Black Diamond, WA1 employees
What changed
consecutive filings, newest first
- Accounts · 1,229 to 1,554Jan 2, 2026 to Mar 31, 2026
- Corporate clients · 20 to 32Jan 2, 2026 to Mar 31, 2026
- HNW clients · 141 to 179Jan 2, 2026 to Mar 31, 2026
- Individual clients · 264 to 356Jan 2, 2026 to Mar 31, 2026
- Pooled vehicle clients · 1 to 2Jan 2, 2026 to Mar 31, 2026
- Financial planning clients · 1-10 to 11-25Jan 2, 2026 to Mar 31, 2026
- Private funds · 1 to 2Jan 2, 2026 to Mar 31, 2026
- Discretionary RAUM · $922M to $1.2BJan 2, 2026 to Mar 31, 2026
- HNW RAUM · $771M to $931MJan 2, 2026 to Mar 31, 2026
- Individual RAUM · $116M to $194MJan 2, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $72.0M to $83.6MJan 2, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $13.1M to $19.1MJan 2, 2026 to Mar 31, 2026
- RAUM · $994M to $1.3BJan 2, 2026 to Mar 31, 2026
- Advisory employees · 8 to 10Mar 31, 2025 to Jul 18, 2025
- Employees · 9 to 12Mar 31, 2025 to Jul 18, 2025
- Financial planning clients · 1-10 to 1-10Mar 31, 2025 to Jul 18, 2025
- State-registered IARs · 8 to 10Mar 31, 2025 to Jul 18, 2025
- Other offices · 1 to 2Mar 31, 2025 to Jul 18, 2025
- Accounts · 963 to 1,229Mar 11, 2024 to Mar 31, 2025
- Advisory employees · 6 to 8Mar 11, 2024 to Mar 31, 2025
- Corporate clients · 18 to 20Mar 11, 2024 to Mar 31, 2025
- HNW clients · 109 to 141Mar 11, 2024 to Mar 31, 2025
- Individual clients · 204 to 264Mar 11, 2024 to Mar 31, 2025
- Employees · 8 to 9Mar 11, 2024 to Mar 31, 2025
- State-registered IARs · 5 to 8Mar 11, 2024 to Mar 31, 2025
- Discretionary RAUM · $729M to $922MMar 11, 2024 to Mar 31, 2025
- HNW RAUM · $625M to $771MMar 11, 2024 to Mar 31, 2025
- Individual RAUM · $74.5M to $116MMar 11, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $67.4M to $72.0MMar 11, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $12.0M to $13.1MMar 11, 2024 to Mar 31, 2025
- RAUM · $796M to $994MMar 11, 2024 to Mar 31, 2025
- Accounts · 807 to 963Mar 23, 2023 to Mar 11, 2024
- Advisory activities · 5 to 6Mar 23, 2023 to Mar 11, 2024
- Corporate clients · 13 to 18Mar 23, 2023 to Mar 11, 2024
- HNW clients · 99 to 109Mar 23, 2023 to Mar 11, 2024
- Individual clients · 166 to 204Mar 23, 2023 to Mar 11, 2024
- Pension plan clients · 0.0 to unsetMar 23, 2023 to Mar 11, 2024
- Pooled vehicle clients · unset to 1.0Mar 23, 2023 to Mar 11, 2024
- Employees · 9 to 8Mar 23, 2023 to Mar 11, 2024
- Financial planning clients · 101-250 to 1-10Mar 23, 2023 to Mar 11, 2024
Signals
8 dated events
- Hohimer Wealth Management, Llc reported RAUM $1.3B, up 26% from $993.7M (2026-01-02 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Jon Fredrick Murdock left Hohimer Wealth Management, Llc for Edward Jones (registered 2023-07-10)May 8, 2023 · Advisor changed firm · fact
- Hohimer Wealth Management, Llc reported RAUM $686.2M, down 27% from $937.6M (2022-03-21 to 2023-03-23)Mar 23, 2023 · RAUM change · derived
- George Rettig left Hohimer Wealth Management, Llc for Alitus Financial Services (registered 2023-07-27)Mar 7, 2023 · Advisor changed firm · fact
- Hohimer Wealth Management, Llc reported RAUM $937.6M, up 37% from $682.3M (2021-03-22 to 2022-03-21)Mar 21, 2022 · RAUM change · derived
- Nicholas Orest Taraban (Chief Compliance Officer) appeared on Schedule A of Hohimer Wealth Management, LlcApr 11, 2019 · Control person joined · fact
- Adam Thomas Braile (Chief Compliance Officer) no longer on Schedule A of Hohimer Wealth Management, Llc (listed 2019-01-31, absent 2019-04-11)Apr 11, 2019 · Control person left · inference
- Hohimer Wealth Management, Llc filed its initial SEC registration (Form ADV)Jan 28, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 206-709-5955reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/hohimer-wealth-managemereportedpublic record, Form ADV, Sep 17, 2026
- Website
- hwmtaxes.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 206-709-5955reportedpublic record, Form ADV, Jul 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $96.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Hohimer Wealth Management, LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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