DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••• B• D••••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseTupelo, Ms dual registrantIAPD 4873178

Feed of 09/15/2026

Also filed as Marisa Breton

At current firm

0 y

since Aug 14, 2026

In the industry

21 y

since Dec 8, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Aug 14, 2026 · Tupelo, Ms
R••••• W• B•••• • C•• I••••••••• mixed wealth
Sep 21, 2020 to Jul 23, 2026 · Nashville, Tn
R•••••• J•••• • A••••••••• I••• national BD
Jun 15, 2015 to Sep 21, 2020 · Boca Raton, Fl
M••••• S•••••• wirehouse
Oct 24, 2012 to Jun 8, 2015 · Boca Raton, Fl
J••• M••••• S••••••••• L•• wirehouse
May 18, 2010 to May 15, 2012 · Palm Beach, Fl
S•••••••• A••••••• L•• national BD
Aug 6, 2009 to Apr 26, 2010 · Wellington, Fl

Moves

a registration end followed by a registration begin elsewhere

R••••• W• B•••• • C•• I••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 23, 2026, registered Aug 14, 2026 (22 days) · RIA to wirehouse
R•••••• J•••• • A••••••••• I••• to R••••• W• B•••• • C•• I•••••••••
left Sep 21, 2020, registered Sep 21, 2020 (0 days) · Affiliated broker-dealer or bank to independent RIA
M••••• S•••••• to R•••••• J•••• • A••••••••• I•••
left Jun 8, 2015, registered Jun 15, 2015 (7 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
J••• M••••• S••••••••• L•• to M••••• S••••••
left May 15, 2012, registered Oct 24, 2012 (162 days) · Wirehouse to wirehouse
S•••••••• A••••••• L•• to J••• M••••• S••••••••• L••
left Apr 26, 2010, registered May 18, 2010 (22 days) · Affiliated broker-dealer or bank to wirehouse

Signals

M••••• B• D•••••• left R••••• W• B•••• • C•• I••••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2026-08-14)
Jul 23, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address