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Registered advisor
C••••• C•••••••
Feed of 09/14/2026
Also filed as Jesus C••••• C•••••••
At current firm
4 y
since Jan 5, 2022
In the industry
21 y
since Nov 22, 2004 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Jan 5, 2022 · Tucson, Az
- P•• M•••••• A•••••• S••••••••• I••• formerFeb 22, 2016 to Aug 23, 2021 · Sierra Vista, Az
- J••• M••••• S••••••••• L•• wirehouseDec 10, 2013 to Sep 9, 2015 · Tucson, Az
Moves
a registration end followed by a registration begin elsewhere
- P•• M•••••• A•••••• S••••••••• I••• to P•• W••••• M•••••••••left Aug 23, 2021, registered Jan 5, 2022 (135 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to P•• M•••••• A•••••• S••••••••• I•••left Sep 9, 2015, registered Feb 22, 2016 (166 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address