RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• D•••••
- A••••••••• L••• other currentsince May 13, 2022 · Cleveland, Oh
- P•• C•••••• A••••••• L•• otherAug 13, 2014 to May 10, 2022 · Cleveland, Oh
- I•••••• A•••••••• I••• asset managerJun 14, 2010 to Jun 18, 2014 · Atlanta, Ga
- V•• K••••• A••••••• I•• unclassifiedSep 21, 2006 to Aug 6, 2010 · Houston, Tx
- K•••••• C•••••• M•••••• I••• unclassifiedSep 16, 2005 to Aug 17, 2006 · Cleveland, Oh
- P•• C•••••• A••••••• L•• to A••••••••• L•••left May 10, 2022, registered May 13, 2022 (3 days) · Other
- I•••••• A•••••••• I••• to P•• C•••••• A••••••• L••left Jun 18, 2014, registered Aug 13, 2014 (56 days) · Other
- V•• K••••• A••••••• I•• to I•••••• A•••••••• I•••left Aug 6, 2010, registered Jun 14, 2010 (-53 days) · Other
- K•••••• C•••••• M•••••• I••• to V•• K••••• A••••••• I••left Aug 17, 2006, registered Sep 21, 2006 (35 days) · Other
- J••••••• D••••• left P•• C•••••• A••••••• L•• for A••••••••• L••• (registered 2022-05-13)May 10, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address