DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Colleen Eleanor Farley
Feed of 09/14/2026
Also filed as Colleen E Casey
At current firm
9 y
since Mar 30, 2017
In the industry
21 y
since Sep 6, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Robbins Farley LLC independent RIA currentsince Mar 30, 2017 · Bedford, Nh
- Wells Fargo Advisors wirehouseApr 16, 2012 to Apr 3, 2017 · Manchester, Nh
- Morgan Stanley wirehouseJun 1, 2009 to Apr 23, 2012 · Manchester, Nh
- Citigroup Global Markets Inc. BD affiliatedSep 14, 2005 to Jun 1, 2009 · Manchester, Nh
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to Robbins Farley LLCleft Apr 3, 2017, registered Mar 30, 2017 (-4 days) · Wirehouse to independent RIA · moved with a team
- Morgan Stanley to Wells Fargo Advisorsleft Apr 23, 2012, registered Apr 16, 2012 (-7 days) · Wirehouse to wirehouse
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address