DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Robbins Farley LLC

Independent wealth managerBedford, New HampshireCRD 286581SEC 801-118427website IAPD

Latest filing Mar 22, 2026

First filing on the tape Mar 12, 2020 · 27 filings

SEC status approved since Apr 14, 2020

RAUM

$253M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

98%

$248M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$63.2M

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

27 filings and snapshots on the tape

RAUM$253M as of Mar 22, 2026

Mar 6, 2021$141M then

HNW client RAUM$201M as of Mar 22, 2026

Mar 6, 2021$90.9M then

State-registered IARs (5.B.3)4 as of Mar 22, 2026

Mar 6, 20213 then

Employees (5.A)5 as of Mar 22, 2026

Mar 6, 20216 then

Private funds: no history

RAUM +12% over the last fiscal year+23% a year over threeIARs 3 to 4offices 1 to 0

Practice profile

derived from the filing of Mar 22, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $63.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 66derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.2MderivedHNW RAUM over HNW clients
Average account: $340,330derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.3derivedItem 5.A over advisors
Advisors per office: 4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +12%derivedbetween the last two annual amendments
Advisor growth, one year: +33%derivedItem 5.B.3 between annual amendments
Client growth, one year: +6.9%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Custody: $1.7M, 17 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
marketing includes testimonials (5.L.1.c)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$201M79%
Individuals$47.7M19%
Pension and profit-sharing plans$4.5M1.8%

Individual clients: 172reported
HNW clients: 91reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 743reported
Financial planning clients: 251-500reported
Wrap fee programs: noreported
Custody of client assets: $1.7M for 17 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

4 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Colleen Eleanor Farley	Bedford, Nh	Mar 30, 2017	21 y	3
David Britt Lanzillo	Bedford, Nh	Mar 30, 2017	29 y	6
Patrick Lowell Grasso	Bedford, Nh	Apr 22, 2025	12 y	2
Allie Elizabeth Henke	Bedford, Nh	Feb 24, 2026	10 y	2

Advisor movement

0 left, 1 joined in 12 months

net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

Michael Joseph Bernier to Merrill Lynch, Pierce, Fenner & Smith Incorporated
Sep 18, 2017 · RIA to wirehouse

Joined, latest

Allie Elizabeth Henke from Saltbox Financial LLC
Feb 24, 2026 · RIA to RIA
Patrick Lowell Grasso from Vision Capital Partners
Apr 22, 2025 · RIA to RIA
Colleen Eleanor Farley from Wells Fargo Advisors
Mar 30, 2017 · Wirehouse to independent RIA
David Britt Lanzillo from Wells Fargo Advisors
Mar 30, 2017 · Wirehouse to independent RIA
Michael Joseph Bernier from Wells Fargo Advisors
Mar 30, 2017 · Wirehouse to independent RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

3 joined from Wells Fargo Advisors
Apr 3, 2017 · Manchester, Nh

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Eleanor Colleen Farley · Chief Compliance Officercontrol
since 04/2017 · owns less than 5%
Eleanor Colleen Farley · Trusteecontrol
since 07/2021 · owns F of Colleen E Farley Revocable Trust

Entity owners

Colleen E Farley Revocable Trust · Member
direct · owns 50% to 75%

Related persons

Schedule D 7.A

Robbins Farley Insurance LLC
real estaten

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Bedford, Nh · principal	4	1	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 680 to 743
Oct 20, 2025 to Mar 22, 2026
Advisory employees · 3 to 4
Oct 20, 2025 to Mar 22, 2026
HNW clients · 86 to 91
Oct 20, 2025 to Mar 22, 2026
Individual clients · 160 to 172
Oct 20, 2025 to Mar 22, 2026
Assets in custody · $14.7M to $1.7M
Oct 20, 2025 to Mar 22, 2026
Financial planning clients · 101-250 to 251-500
Oct 20, 2025 to Mar 22, 2026
State-registered IARs · 3 to 4
Oct 20, 2025 to Mar 22, 2026
Discretionary RAUM · $225M to $253M
Oct 20, 2025 to Mar 22, 2026
HNW RAUM · $178M to $201M
Oct 20, 2025 to Mar 22, 2026
Individual RAUM · $42.8M to $47.7M
Oct 20, 2025 to Mar 22, 2026
Non-discretionary RAUM · $209 to $131,057
Oct 20, 2025 to Mar 22, 2026
Pension RAUM · $3.9M to $4.5M
Oct 20, 2025 to Mar 22, 2026
RAUM · $225M to $253M
Oct 20, 2025 to Mar 22, 2026
Financial planning clients · 101-250 to 101-250
Apr 16, 2025 to Jul 22, 2025
Other offices · 1 to 0
Apr 16, 2025 to Jul 22, 2025
Other offices · 0 to 1
Feb 20, 2025 to Apr 16, 2025
Accounts · 629 to 680
Dec 16, 2024 to Feb 20, 2025
Advisory employees · 4 to 3
Dec 16, 2024 to Feb 20, 2025
HNW clients · 64 to 86
Dec 16, 2024 to Feb 20, 2025
Individual clients · 172 to 160
Dec 16, 2024 to Feb 20, 2025
Assets in custody · $19.6M to $14.7M
Dec 16, 2024 to Feb 20, 2025
Employees · 6 to 5
Dec 16, 2024 to Feb 20, 2025
State-registered IARs · 4 to 3
Dec 16, 2024 to Feb 20, 2025
Discretionary RAUM · $186M to $225M
Dec 16, 2024 to Feb 20, 2025
HNW RAUM · $137M to $178M
Dec 16, 2024 to Feb 20, 2025
Individual RAUM · $46.6M to $42.8M
Dec 16, 2024 to Feb 20, 2025
Non-discretionary RAUM · $253 to $209
Dec 16, 2024 to Feb 20, 2025
Pension RAUM · $2.9M to $3.9M
Dec 16, 2024 to Feb 20, 2025
RAUM · $186M to $225M
Dec 16, 2024 to Feb 20, 2025
Accounts · 588 to 629
Oct 11, 2023 to Mar 26, 2024
Advisory employees · 3 to 4
Oct 11, 2023 to Mar 26, 2024
HNW clients · 249 to 64
Oct 11, 2023 to Mar 26, 2024
Individual clients · 62 to 172
Oct 11, 2023 to Mar 26, 2024
Assets in custody · $120,200 to $19.6M
Oct 11, 2023 to Mar 26, 2024
Employees · 5 to 6
Oct 11, 2023 to Mar 26, 2024
State-registered IARs · 3 to 4
Oct 11, 2023 to Mar 26, 2024
Discretionary RAUM · $137M to $186M
Oct 11, 2023 to Mar 26, 2024
HNW RAUM · $37.4M to $137M
Oct 11, 2023 to Mar 26, 2024
Individual RAUM · $98.0M to $46.6M
Oct 11, 2023 to Mar 26, 2024
Non-discretionary RAUM · $0 to $253
Oct 11, 2023 to Mar 26, 2024

Signals

3 dated events

Robert Robbins (Trustee) no longer on Schedule A of Robbins Farley Llc (listed 2024-05-01, absent 2024-12-02)
Dec 2, 2024 · Control person left · inference
Butchard Ryan Farley (Co-Trustee) no longer on Schedule A of Robbins Farley Llc (listed 2021-03-07, absent 2022-03-31)
Mar 31, 2022 · Control person left · inference
Robbins Farley Llc filed its initial SEC registration (Form ADV)
Mar 12, 2020 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: info@robbinsfarley.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 603-703-0255reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 603-703-0259reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile: linkedin.com/company/11110203reportedpublic record, Form ADV, Sep 17, 2026
Website: ROBBINSFARLEY.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 603-703-0255reportedpublic record, Form ADV, Mar 22, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $63.2Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026