RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• A•••• O••••••
- A••••••• F•••••••• A•••••••• L•• BD affiliated currentsince Jun 25, 2025 · Frisco, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMay 6, 2021 to Jul 26, 2023 · Dallas, Tx
- L•• F•••••••• L•• BD affiliatedJul 20, 2018 to May 21, 2021 · Mt. Pleasant, Tx
- N•••••• A•••••••• L•• BD affiliatedOct 21, 2009 to Jul 20, 2018 · Boston, Ma
- M•• F•••••••• S•••••••• I••• formerJul 12, 2007 to Oct 20, 2009 · Boston, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 6, 2005 to Aug 1, 2005 · Rockland, Ma
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to A••••••• F•••••••• A•••••••• L••left Jul 26, 2023, registered Jun 25, 2025 (700 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 21, 2021, registered May 6, 2021 (-15 days) · Affiliated broker-dealer or bank to another · moved with a team
- N•••••• A•••••••• L•• to L•• F•••••••• L••left Jul 20, 2018, registered Jul 20, 2018 (0 days) · Affiliated broker-dealer or bank to independent RIA
- M•• F•••••••• S•••••••• I••• to N•••••• A•••••••• L••left Oct 20, 2009, registered Oct 21, 2009 (1 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• F•••••••• S•••••••• I•••left Aug 1, 2005, registered Jul 12, 2007 (710 days) · Other
- Keith Allen O'Keefe left Raymond James Financial Services Advisors, Inc for Allstate Financial Advisors, Llc (registered 2025-06-25)Jul 26, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address