DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

Z••••••• A•• N••••

P•• W••••• M•••••••••BD affiliatedBelvidere, Il dual registrantIAPD 4891735

Chartered Financial Consultant

Feed of 09/15/2026

Also filed as Zulfiqar A Naqvi

At current firm

2 y

since May 1, 2024

In the industry

19 y

since Aug 16, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•• W••••• M••••••••• BD affiliated current
since May 1, 2024 · Loves Park, Il
E••••• J•••• national BD
Jan 6, 2023 to Apr 15, 2024 · St Louis, Mo
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 26, 2020 to Nov 29, 2022 · Lisle, Il
O••••••••• S••••••••• I••• BD affiliated
Feb 26, 2020 to Jul 17, 2020 · Indianapolis, In
E••••• J•••• national BD
Mar 31, 2008 to Aug 12, 2008 · St Louis, Mo
M••••• S•••••• • C•• L•• unclassified
Aug 16, 2007 to Feb 12, 2008 · Lisle, Il

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to P•• W••••• M•••••••••
left Apr 15, 2024, registered May 1, 2024 (16 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••
left Nov 29, 2022, registered Jan 6, 2023 (38 days) · Wirehouse to affiliated broker-dealer or bank
O••••••••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 17, 2020, registered Aug 26, 2020 (40 days) · Affiliated broker-dealer or bank to wirehouse
E••••• J•••• to O••••••••• S••••••••• I•••
left Aug 12, 2008, registered Feb 26, 2020 (4215 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• • C•• L•• to E••••• J••••
left Feb 12, 2008, registered Mar 31, 2008 (48 days) · Other

Signals

Z••••••• A•• N•••• left E••••• J•••• for P•• W••••• M••••••••• (registered 2024-05-01)
Apr 15, 2024 · Advisor changed firm · fact
Z••••••• A•• N•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for E••••• J•••• (registered 2023-01-06)
Nov 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address