RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• J••••• M••••••
- M•••••• BD affiliated currentsince Mar 24, 2023 · Mclean, Va
- E•••••• F•••••••• E•••••• independent RIANov 1, 2018 to Apr 21, 2023 · Ashburn, Va
- E•••••• F•••••••• S•••••••• L•• formerMay 1, 2014 to Nov 1, 2018 · Ashburn, Va
- U••• F•••••••• P••••••• S••••••• formerMay 23, 2011 to Apr 25, 2014 · Bethesda, Md
- N•• A•••••• S•••••••• L•• formerFeb 8, 2006 to Apr 7, 2011 · Rockville, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 9, 2005 to Dec 7, 2005 · Rockville, Md
- E•••••• F•••••••• E•••••• to M••••••left Apr 21, 2023, registered Mar 24, 2023 (-28 days) · RIA to affiliated broker-dealer or bank
- E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• E••••••left Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
- U••• F•••••••• P••••••• S••••••• to E•••••• F•••••••• S•••••••• L••left Apr 25, 2014, registered May 1, 2014 (6 days) · Other
- N•• A•••••• S•••••••• L•• to U••• F•••••••• P••••••• S•••••••left Apr 7, 2011, registered May 23, 2011 (46 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N•• A•••••• S•••••••• L••left Dec 7, 2005, registered Feb 8, 2006 (63 days) · Other
- B•••• J••••• M•••••• left E•••••• F•••••••• E•••••• for Mariner (registered 2023-03-24)Apr 21, 2023 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address