DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Shannon Edward Gillis

LPL Financial LLCBD affiliatedCommerce, Txdual registrantIAPD 4894201

Feed of 09/14/2026

At current firm

0 y

since Dec 22, 2025

In the industry

21 y

since Feb 18, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Dec 22, 2025 · Commerce, Tx
Integrity Alliance, LLC BD affiliated
Oct 15, 2025 to Oct 29, 2025 · San Antonio, Tx
Victory Capital Management Inc. asset manager
Apr 15, 2021 to Sep 22, 2025 · San Antonio, Tx
Eagle Strategies LLC BD affiliated
Jan 15, 2019 to Apr 9, 2021 · Dallas, Tx
Td Ameritrade Investment Management, LLC former
Feb 23, 2015 to Mar 7, 2018 · Fort Worth, Tx
Td Ameritrade, Inc. former
Feb 23, 2015 to Mar 7, 2018 · Westlake, Tx
J.P. Morgan Securities LLC wirehouse
Feb 13, 2013 to Jan 15, 2015 · Ft. Worth, Tx
Citigroup Global Markets Inc. BD affiliated
Apr 9, 2008 to Sep 17, 2012 · Jacksonville, Fl
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Feb 17, 2006 to Jul 5, 2006 · Fort Worth, Tx

Moves

a registration end followed by a registration begin elsewhere

Integrity Alliance, LLC to LPL Financial LLC
left Oct 29, 2025, registered Dec 22, 2025 (54 days) · Affiliated broker-dealer or bank to another
Victory Capital Management Inc. to Integrity Alliance, LLC
left Sep 22, 2025, registered Oct 15, 2025 (23 days) · Other
Eagle Strategies LLC to Victory Capital Management Inc.
left Apr 9, 2021, registered Apr 15, 2021 (6 days) · Other
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Mar 7, 2018, registered Feb 23, 2015 (-1108 days) · channel change inside one enterprise, not a move
Td Ameritrade Investment Management, LLC to Eagle Strategies LLC
left Mar 7, 2018, registered Jan 15, 2019 (314 days) · RIA to affiliated broker-dealer or bank
J.P. Morgan Securities LLC to Td Ameritrade, Inc.
left Jan 15, 2015, registered Feb 23, 2015 (39 days) · Other
Citigroup Global Markets Inc. to J.P. Morgan Securities LLC
left Sep 17, 2012, registered Feb 13, 2013 (149 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Citigroup Global Markets Inc.
left Jul 5, 2006, registered Apr 9, 2008 (644 days) · Other

Signals

Shannon Edward Gillis left Integrity Alliance, Llc for Lpl Financial Llc (registered 2025-12-22)
Oct 29, 2025 · Advisor changed firm · fact
Shannon Edward Gillis left Victory Capital Management Inc. for Integrity Alliance, Llc (registered 2025-10-15)
Sep 22, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address