RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••••• M•••••• A••••••••
- I•••••• A•••••••• I••• asset manager currentsince Feb 24, 2022 · Atlanta, Ga
- J••• M••••• S••••••••• L•• wirehouseFeb 15, 2019 to Feb 16, 2022 · Alpharetta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 9, 2015 to Feb 21, 2019 · Roswell, Ga
- P••••••• S••••••••• I••• formerAug 5, 2014 to Nov 30, 2015 · Bridgeport, Ct
- J••• M••••• S••••••••• L•• wirehouseOct 31, 2013 to Jul 29, 2014 · Brooklyn, Ny
- M••••• S•••••• wirehouseJan 23, 2013 to Oct 3, 2013 · Garden City, Ny
- J••• M••••• S••••••••• L•• to I•••••• A•••••••• I•••left Feb 16, 2022, registered Feb 24, 2022 (8 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Feb 21, 2019, registered Feb 15, 2019 (-6 days) · Wirehouse to wirehouse
- P••••••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 30, 2015, registered Dec 9, 2015 (9 days) · Other
- J••• M••••• S••••••••• L•• to P••••••• S••••••••• I•••left Jul 29, 2014, registered Aug 5, 2014 (7 days) · Other
- M••••• S•••••• to J••• M••••• S••••••••• L••left Oct 3, 2013, registered Oct 31, 2013 (28 days) · Wirehouse to wirehouse
- B•••••••• M•••••• A•••••••• left J••• M••••• S••••••••• L•• for I•••••• A•••••••• I••• (registered 2022-02-24)Feb 16, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address