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Registered advisor
H••• N•••
Feed of 09/14/2026
Also filed as H••• K N•••
At current firm
0 y
since Jan 15, 2026
In the industry
21 y
since Mar 31, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• A•••••••• I••• no RAUM currentsince Jan 15, 2026 · Chicago, Il
- J••• M••••• S••••••••• L•• wirehouseOct 25, 2023 to Dec 21, 2025 · Chicago, Il
- C•••••• S••••• • C••• I••• national BDAug 19, 2011 to Oct 27, 2023 · Chicago, Il
- S•••••••• A••••••• L•• national BDJan 20, 2010 to Aug 6, 2010 · Orland Park, Il
- C•••• I••••••••• S••••••• C•••• formerAug 23, 2005 to Feb 5, 2009 · Chicago, Il
- A••••••••• F•••••••• S•••••••• L•• national BDApr 1, 2005 to Aug 4, 2005 · Rosemont, Il
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to S••••• W••••• A•••••••• I•••left Dec 21, 2025, registered Jan 15, 2026 (25 days) · Other
- C•••••• S••••• • C••• I••• to J••• M••••• S••••••••• L••left Oct 27, 2023, registered Oct 25, 2023 (-2 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••left Aug 6, 2010, registered Aug 19, 2011 (378 days) · Affiliated broker-dealer or bank to another
- C•••• I••••••••• S••••••• C•••• to S•••••••• A••••••• L••left Feb 5, 2009, registered Jan 20, 2010 (349 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to C•••• I••••••••• S••••••• C••••left Aug 4, 2005, registered Aug 23, 2005 (19 days) · Other
Signals
- H••• N••• left J••• M••••• S••••••••• L•• for S••••• W••••• A•••••••• I••• (registered 2026-01-15)Dec 21, 2025 · Advisor changed firm · fact
- H••• N••• left C•••••• S••••• • C••• I••• for J••• M••••• S••••••••• L•• (registered 2023-10-25)Oct 27, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address