W•••••• E••••• L••••

L•• F•••••••• L••BD affiliatedClackamas, Or dual registrantIAPD 4900620

Feed of 09/15/2026

Also filed as W•••••• E••••• L••••••••• E••••• L••••••••• E••••• L••••••••• E• L•••• J••

At current firm

4 y

since May 18, 2022

In the industry

21 y

since Mar 10, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 18, 2022 · Gresham, Or
C••• B•••••••• S•••••••• I••• former
Jul 22, 2019 to May 18, 2022 · Vancouver, Wa
T••••• A••••••• S•••••••• I••• BD affiliated
Sep 6, 2016 to Jul 10, 2019 · Dawsonville, Ga
S••••••• I••••••••• S•••••••• I••• former
Jul 25, 2008 to Dec 31, 2016 · Cumming, Ga
E••••• J•••• national BD
May 29, 2008 to Jul 16, 2008 · Alpharetta, Ga
E••••• J•••• national BD
May 15, 2008 to May 28, 2008 · St Louis, Mo
M••••• S•••••• • C•• L•• unclassified
Jun 8, 2007 to Mar 3, 2008 · Atlanta, Ga
T••••••• I••••••••• M••••••••• I••• BD affiliated
Mar 15, 2005 to Nov 3, 2005 · Alpharetta, Ga

Moves

a registration end followed by a registration begin elsewhere

C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
T••••• A••••••• S•••••••• I••• to C••• B•••••••• S•••••••• I•••
left Jul 10, 2019, registered Jul 22, 2019 (12 days) · Affiliated broker-dealer or bank to another
S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••
left Dec 31, 2016, registered Sep 6, 2016 (-116 days) · corporate re-registration, not a move
E••••• J•••• to S••••••• I••••••••• S•••••••• I•••
left Jul 16, 2008, registered Jul 25, 2008 (9 days) · Other
M••••• S•••••• • C•• L•• to E••••• J••••
left Mar 3, 2008, registered May 15, 2008 (73 days) · Other
T••••••• I••••••••• M••••••••• I••• to M••••• S•••••• • C•• L••
left Nov 3, 2005, registered Jun 8, 2007 (582 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address