DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stanley Carl Weeks
Feed of 09/14/2026
Also filed as Stanley Weeks
At current firm
0 y
since Jul 7, 2026
In the industry
21 y
since Sep 2, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince Jul 7, 2026 · Greenwich, Ct
- RBC Capital Markets, LLC national BDMay 14, 2020 to Jul 16, 2026 · New York, Ny
- Morgan Stanley wirehouseFeb 1, 2013 to May 15, 2020 · New York, Ny
- J.P. Morgan Securities LLC wirehouseNov 10, 2009 to Feb 13, 2013 · New York, Ny
- J.P. Morgan Securities LLC wirehouseJan 18, 2008 to Mar 26, 2008 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- RBC Capital Markets, LLC to Wells Fargo Advisorsleft Jul 16, 2026, registered Jul 7, 2026 (-9 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- Morgan Stanley to RBC Capital Markets, LLCleft May 15, 2020, registered May 14, 2020 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- J.P. Morgan Securities LLC to Morgan Stanleyleft Feb 13, 2013, registered Feb 1, 2013 (-12 days) · Wirehouse to wirehouse
Signals
- Stanley Carl Weeks left Rbc Capital Markets, Llc for Wells Fargo Advisors (registered 2026-07-07)Jul 16, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address