DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kevin Lee Whittington
Feed of 09/15/2026
Also filed as Kevin Lee Whittington
At current firm
6 y
since May 28, 2020
In the industry
17 y
since Feb 20, 2009 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab & Co., Inc. national BD currentsince May 28, 2020 · Tampa, Fl
- Usaa Investment Services Company no RAUMJan 8, 2018 to May 24, 2020 · San Antonio, Tx
- Usaa Financial Planning Services formerOct 12, 2017 to Jan 8, 2018 · Tampa, Fl
- Morgan Stanley wirehouseOct 5, 2016 to Sep 25, 2017 · Tampa, Fl
- Invest Financial Corporation formerNov 18, 2011 to Sep 2, 2016 · Appleton, Wi
- Waddell & Reed formerMar 2, 2009 to Jun 28, 2010 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- Usaa Investment Services Company to Charles Schwab & Co., Inc.left May 24, 2020, registered May 28, 2020 (4 days) · corporate re-registration, not a move
- Usaa Financial Planning Services to Usaa Investment Services Companyleft Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
- Morgan Stanley to Usaa Financial Planning Servicesleft Sep 25, 2017, registered Oct 12, 2017 (17 days) · Other
- Invest Financial Corporation to Morgan Stanleyleft Sep 2, 2016, registered Oct 5, 2016 (33 days) · Other
- Waddell & Reed to Invest Financial Corporationleft Jun 28, 2010, registered Nov 18, 2011 (508 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address