DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• C•••••••• B•••

M••••• S••••••wirehouseGreen Bay, Widual registrantIAPD 4907646

Feed of 09/14/2026

At current firm

2 y

since Sep 17, 2024

In the industry

21 y

since Feb 18, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Sep 17, 2024 · Green Bay, Wi
W•••• F•••• A••••••• wirehouse
Oct 13, 2022 to Aug 28, 2024 · Willmar, Mn
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Oct 13, 2022 · Minnetonka, Mn
W•••• F•••• I••••••••• L•• unclassified
Jul 10, 2007 to Jan 3, 2011 · Saint Louis Park, Mn
W•••• F•••• I••••••••• L•• unclassified
Jul 28, 2006 to Feb 28, 2007 · New Hope, Mn

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to M••••• S••••••
left Aug 28, 2024, registered Sep 17, 2024 (20 days) · Wirehouse to wirehouse
W•••• F•••• A••••••• to W•••• F•••• A•••••••
left Oct 13, 2022, registered Oct 13, 2022 (0 days) · channel change inside one enterprise, not a move · moved with a team
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Signals

J••• C•••••••• B••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2024-09-17)
Aug 28, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address