DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Emily Jane Lapp

Raymond James Financial Services Advisors, IncBD affiliatedLake Oswego, Ordual registrantIAPD 4910500

Feed of 09/14/2026

Also filed as Emily Jane Harvey

At current firm

0 y

since May 4, 2026

In the industry

19 y

since May 25, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Raymond James Financial Services Advisors, Inc BD affiliated current
since May 4, 2026 · Lake Oswego, Or
Stifel Independent Advisors, LLC BD affiliated
Nov 8, 2022 to May 6, 2026 · Lake Oswego, Or
Wells Fargo Advisors wirehouse
Dec 14, 2017 to Nov 14, 2022 · Lake Oswego, Or

Moves

a registration end followed by a registration begin elsewhere

Stifel Independent Advisors, LLC to Raymond James Financial Services Advisors, Inc
left May 6, 2026, registered May 4, 2026 (-2 days) · Affiliated broker-dealer or bank to another
Wells Fargo Advisors to Stifel Independent Advisors, LLC
left Nov 14, 2022, registered Nov 8, 2022 (-6 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

Signals

Emily Jane Lapp left Stifel Independent Advisors, Llc for Raymond James Financial Services Advisors, Inc (registered 2026-05-04)
May 6, 2026 · Advisor changed firm · fact
Emily Jane Lapp left Wells Fargo Advisors for Stifel Independent Advisors, Llc (registered 2022-11-08)
Nov 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address