RIA Intelligence

• B•••••••• I••••••••• M••••••••• L•• asset manager current
  since Apr 17, 2015 · Spring, Tx
• C•••••• A••••••• L•• asset manager
  Nov 27, 2012 to Apr 8, 2015 · Naperville, Il
• I•••••• A•••••••• I••• asset manager
  Jan 1, 2010 to Apr 4, 2011 · Atlanta, Ga
• I•••••• A•• P•••••• A•••• M••••••••• I••• unclassified
  Sep 11, 2006 to Jan 1, 2010 · Houston, Tx
• M••••• S•••••• D• I••• unclassified
  Apr 11, 2005 to Sep 7, 2006 · Houston, Tx

• C•••••• A••••••• L•• to B•••••••• I••••••••• M••••••••• L••
  left Apr 8, 2015, registered Apr 17, 2015 (9 days) · Other
• I•••••• A•••••••• I••• to C•••••• A••••••• L••
  left Apr 4, 2011, registered Nov 27, 2012 (603 days) · Other
• I•••••• A•• P•••••• A•••• M••••••••• I••• to I•••••• A•••••••• I•••
  left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move
• M••••• S•••••• D• I••• to I•••••• A•• P•••••• A•••• M••••••••• I•••
  left Sep 7, 2006, registered Sep 11, 2006 (4 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Asset manager (funds and pooled vehicles)derived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address