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Registered advisor
M•••••• L••••••• H••••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
At current firm
2 y
since Nov 30, 2023
In the industry
21 y
since Jul 7, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Nov 30, 2023 · Ponte Vedra Beach, Fl
- J••• M••••• S••••••••• L•• wirehouseOct 23, 2014 to Dec 1, 2023 · St Johns, Fl
- S•••••••• A••••••• L•• national BDApr 16, 2013 to Oct 3, 2014 · Jacksonville, Fl
- B••• I••••••••• S•••••••• I••• formerNov 1, 2010 to Nov 30, 2010 · Palm Coast, Fl
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to M••••• S••••••left Dec 1, 2023, registered Nov 30, 2023 (-1 days) · Wirehouse to wirehouse
- S•••••••• A••••••• L•• to J••• M••••• S••••••••• L••left Oct 3, 2014, registered Oct 23, 2014 (20 days) · Affiliated broker-dealer or bank to wirehouse
- B••• I••••••••• S•••••••• I••• to S•••••••• A••••••• L••left Nov 30, 2010, registered Apr 16, 2013 (868 days) · Other
Signals
- M•••••• L••••••• H•••••• left J••• M••••• S••••••••• L•• for M••••• S•••••• (registered 2023-11-30)Dec 1, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address