DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Marcelo C Hernandez

W&S Brokerage Services, Inc.BD affiliatedPeachtree Corner, Gadual registrantIAPD 4930227

Feed of 09/14/2026

Also filed as Marcelo C Hernandez

At current firm

0 y

since Oct 9, 2025

In the industry

20 y

since Oct 5, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W&S Brokerage Services, Inc. BD affiliated current
since Oct 9, 2025 · Peachtree Corner, Ga
LPL Enterprise, LLC BD affiliated
May 19, 2025 to Oct 7, 2025 · Atlanta, Ga
Edward Jones national BD
Feb 19, 2024 to Apr 2, 2025 · Atlanta, Ga
Thrivent Investment Management Inc. BD affiliated
Jul 7, 2023 to Feb 12, 2024 · Minneapolis, Mn
Apollon Wealth Management, LLC independent RIA
Jul 29, 2021 to Jan 17, 2023 · Brookhaven, Ga
Uvest Financial Services Group, Inc. unclassified
May 8, 2007 to Aug 22, 2007 · Coral Gables, Fl
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Oct 7, 2005 to Jan 3, 2007 · Coral Gables, Fl

Moves

a registration end followed by a registration begin elsewhere

LPL Enterprise, LLC to W&S Brokerage Services, Inc.
left Oct 7, 2025, registered Oct 9, 2025 (2 days) · Affiliated broker-dealer or bank to another
Edward Jones to LPL Enterprise, LLC
left Apr 2, 2025, registered May 19, 2025 (47 days) · Affiliated broker-dealer or bank to another
Thrivent Investment Management Inc. to Edward Jones
left Feb 12, 2024, registered Feb 19, 2024 (7 days) · Affiliated broker-dealer or bank to another
Apollon Wealth Management, LLC to Thrivent Investment Management Inc.
left Jan 17, 2023, registered Jul 7, 2023 (171 days) · RIA to affiliated broker-dealer or bank
Uvest Financial Services Group, Inc. to Apollon Wealth Management, LLC
left Aug 22, 2007, registered Jul 29, 2021 (5090 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Uvest Financial Services Group, Inc.
left Jan 3, 2007, registered May 8, 2007 (125 days) · Other

Signals

Marcelo C Hernandez left Lpl Enterprise, Llc for W&S Brokerage Services, Inc. (registered 2025-10-09)
Oct 7, 2025 · Advisor changed firm · fact
Marcelo C Hernandez left Edward Jones for Lpl Enterprise, Llc (registered 2025-05-19)
Apr 2, 2025 · Advisor changed firm · fact
Marcelo C Hernandez left Thrivent Investment Management Inc. for Edward Jones (registered 2024-02-19)
Feb 12, 2024 · Advisor changed firm · fact
Marcelo C Hernandez left Apollon Wealth Management, Llc for Thrivent Investment Management Inc. (registered 2023-07-07)
Jan 17, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address