RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• H•••
- M••••• G••••• A••••••• I••• independent RIA currentsince Jan 14, 2022 · Granbury, Tx
- L••• P•••• W••••• M••••••••• L•• formerJul 9, 2021 to Jun 9, 2022 · Heath, Tx
- P•• M•••••• A•••••• S••••••••• I••• formerMar 11, 2021 to Jun 2, 2021 · Granbury, Tx
- F•••• C•••••• A••••••• S••••••• BD affiliatedJan 25, 2019 to Apr 12, 2019 · Fort Worth, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerJul 28, 2016 to Aug 8, 2016 · Fort Worth, Tx
- T• A••••••••• I••• formerJan 30, 2007 to Aug 8, 2016 · Fort Worth, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDMay 3, 2005 to Jan 11, 2007 · Hurst, Tx
- L••• P•••• W••••• M••••••••• L•• to M••••• G••••• A••••••• I•••left Jun 9, 2022, registered Jan 14, 2022 (-146 days) · Other · moved with a team
- P•• M•••••• A•••••• S••••••••• I••• to L••• P•••• W••••• M••••••••• L••left Jun 2, 2021, registered Jul 9, 2021 (37 days) · Affiliated broker-dealer or bank to independent RIA
- F•••• C•••••• A••••••• S••••••• to P•• M•••••• A•••••• S••••••••• I•••left Apr 12, 2019, registered Mar 11, 2021 (699 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to F•••• C•••••• A••••••• S•••••••left Aug 8, 2016, registered Jan 25, 2019 (900 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Aug 8, 2016, registered Jul 28, 2016 (-11 days) · channel change inside one enterprise, not a move · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to T• A••••••••• I•••left Jan 11, 2007, registered Jan 30, 2007 (19 days) · Affiliated broker-dealer or bank to a newly registered adviser
- S••••• H••• left L••• P•••• W••••• M••••••••• L•• for M••••• G••••• A••••••• I••• (registered 2022-01-14)Jun 9, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address