DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Rachel Louise Wiley
Feed of 09/14/2026
Also filed as Rachel Wiley
At current firm
4 y
since Jan 20, 2022
In the industry
18 y
since Oct 1, 2007 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab & Co., Inc. national BD currentsince Jan 20, 2022 · Oklahoma City, Ok
- Td Ameritrade Investment Management, LLC formerMay 25, 2022 to Sep 7, 2023 · Oklahoma City, Ok
- Td Ameritrade, Inc. formerMay 25, 2022 to Oct 14, 2022 · Oklahoma City, Ok
- Fidelity Personal And Workplace Advisors formerJul 27, 2021 to Nov 26, 2021 · Jacksonville, Fl
- Fisher Investments independent RIAOct 16, 2018 to Dec 21, 2020 · Plano, Tx
- Arvest Wealth Management independent RIASep 14, 2017 to Sep 14, 2018 · Oklahoma City, Ok
- Usaa Financial Planning Services formerNov 26, 2008 to Jun 29, 2017 · Addison, Tx
- Usaa Investment Services Company no RAUMOct 13, 2008 to Dec 31, 2008 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- Td Ameritrade Investment Management, LLC to no registered destinationleft Sep 7, 2023 · Departure, no registered destination
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Oct 14, 2022, registered May 25, 2022 (-142 days) · corporate re-registration, not a move
- Fidelity Personal And Workplace Advisors to Charles Schwab & Co., Inc.left Nov 26, 2021, registered Jan 20, 2022 (55 days) · Affiliated broker-dealer or bank to another
- Fisher Investments to Fidelity Personal And Workplace Advisorsleft Dec 21, 2020, registered Jul 27, 2021 (218 days) · RIA to affiliated broker-dealer or bank
- Arvest Wealth Management to Fisher Investmentsleft Sep 14, 2018, registered Oct 16, 2018 (32 days) · Affiliated broker-dealer or bank to independent RIA
- Usaa Financial Planning Services to Arvest Wealth Managementleft Jun 29, 2017, registered Sep 14, 2017 (77 days) · Other
- Usaa Investment Services Company to Usaa Financial Planning Servicesleft Dec 31, 2008, registered Nov 26, 2008 (-35 days) · corporate re-registration, not a move
Signals
- Rachel Louise Wiley no longer registered at Td Ameritrade Investment Management, Llc; no later IA registration on IAPDSep 7, 2023 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address