RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• R••• K••••
- B••••••••• C•••••• A••••••• I•• independent RIA currentsince Jul 11, 2018 · Boston, Ma
- B•••••••• I••••••••• M••••••••• L•• asset managerMay 9, 2016 to Jan 23, 2018 · New York, Ny
- N•••••••• B••••• B• L•• no RAUMSep 7, 2011 to Sep 10, 2014 · New York, Ny
- L•••• A••••• • C•• L•• asset managerSep 2, 2005 to Jun 20, 2008 · Jersey City, Nj
- B•••••••• I••••••••• M••••••••• L•• to B••••••••• C•••••• A••••••• I••left Jan 23, 2018, registered Jul 11, 2018 (169 days) · Other
- N•••••••• B••••• B• L•• to B•••••••• I••••••••• M••••••••• L••left Sep 10, 2014, registered May 9, 2016 (607 days) · Other
- L•••• A••••• • C•• L•• to N•••••••• B••••• B• L••left Jun 20, 2008, registered Sep 7, 2011 (1174 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address