DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Breckinridge Capital Advisors Inc
Latest filing Mar 18, 2026
First filing on the tape Mar 2, 2012 · 37 filings
SEC status approved since Apr 29, 1993
RAUM
$54B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
63%
$34B individuals and HNW
Advisors
29
registered through the firm on IAPD
RAUM per advisor
$1.9B
derived; firm RAUM over IAPD count
Employees
88
41 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$54B as of Mar 18, 2026
Mar 2, 2012$15B then
HNW client RAUM$29B as of Mar 18, 2026
Mar 16, 2018$21B then
State-registered IARs (5.B.3)27 as of Mar 18, 2026
Mar 2, 20120 then
Employees (5.A)88 as of Mar 18, 2026
Mar 5, 201345 then
Private funds: no history
RAUM +6.5% over the last fiscal year+8.7% a year over threeIARs 27 to 27
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $1.9BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 564derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $2.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 18%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 14.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.9%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$29B56%
- Charitable organizations$9.5B18%
- Corporations and businesses$8.0B15%
- Individuals$5.0B9.5%
- Pooled investment vehicles$198M0.4%
- Insurance companies$195M0.4%
- Investment companies$113M0.2%
- State and municipal entities$75.1M0.1%
- Pension and profit-sharing plans$66.0M0.1%
- Individual clients
- 8,657reported
- HNW clients
- 7,705reported
- Pension plan clients
- 33reported
- Charitable clients
- 975reported
- Accounts
- 18,447reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $11B managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.63 fund_share=0.01 institutional_share=0.18 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
29 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Peter Breckinridge Coffin | Boston, Ma | Apr 14, 1994 | 33 y | 0 |
| James Lawrence Spidle | Boston, Ma | Feb 4, 2011 | 15 y | 0 |
| Ariana Marie Polk | Boston, Ma | Nov 15, 2011 | 17 y | 0 |
| Jeffrey Michael GlennChartered Financial Analyst | Boston, Ma | May 23, 2012 | 23 y | 1 |
| Adam Jonathan Maietta | San Diego, Ca | Jul 25, 2012 | 14 y | 0 |
| Jeremy Paul Jenkins | Boston, Ma | Dec 13, 2012 | 21 y | 0 |
| Mitchel Joseph Syp | Boston, Ma | Jan 8, 2013 | 20 y | 0 |
| Abigail Devine Ingalls | Boston, Ma | Jul 21, 2014 | 12 y | 0 |
| Benjamin Shepard Clough | Boston, Ma | Aug 11, 2016 | 11 y | 0 |
| Eric Bryan HaaseChartered Financial Analyst | Boston, Ma | Aug 24, 2016 | 10 y | 0 |
| Khurram Gillani | Boston, Ma | Dec 27, 2016 | 14 y | 0 |
| Aimee Ruth Korch | Boston, Ma | Jul 11, 2018 | 21 y | 3 |
| Erin Mccall Nicholls | Boston, Ma | Feb 13, 2020 | 11 y | 0 |
| Matthew Christopher Buscone | Boston, Ma | Mar 4, 2020 | 24 y | 0 |
| Ryan James Mendoza | San Diego, Ca | Nov 16, 2020 | 11 y | 0 |
| Ognjen Sosa | Boston, Ma | Mar 8, 2022 | 20 y | 0 |
| Alison Catherine Difonzo | Boston, Ma | Jun 8, 2022 | 10 y | 1 |
| Joshua Ryan PerezChartered Financial Analyst | Boston, Ma | Aug 19, 2022 | 15 y | 0 |
| Brian Dennis Kelleher | Boston, Ma | Nov 21, 2022 | 13 y | 0 |
| Andressa Fernandes Tsaparlis | Boston, Ma | Apr 7, 2023 | 11 y | 0 |
| Christopher Ryan Hemhauser | Boston, Ma | Feb 2, 2024 | 10 y | 0 |
| Patrick Luis Araujo-Lipine | San Diego, Ca | Feb 17, 2025 | 14 y | 0 |
| James Gilchrest Begen | Boston, Ma | Aug 7, 2025 | 11 y | 0 |
| Evan Novak Couture | Boston, Ma | Aug 19, 2025 | 12 y | 3 |
| Christina Camacho Lynch | San Diego, Ca | Oct 1, 2025 | 16 y | 1 |
| Margaret Stacy Fitzpatrick | San Diego, Ca | Oct 23, 2025 | 10 y | 1 |
| Ashley Elizabeth Weir | Boston, Ma | Jun 2, 2026 | 10 y | 0 |
| Chase StrattonChartered Financial Analyst | Boston, Ma | Jul 22, 2026 | 12 y | 1 |
| Christopher John GoolgasianChartered Financial Analyst | Boston, Ma | Aug 24, 2026 | 26 y | 0 |
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Catherine Theisen Clough to Twin Focus Capital Partners, LLCAug 4, 2025 · RIA to RIA
- Lauren A Murphy to Parametric Portfolio AssociatesJan 13, 2020 · RIA to RIA
- Melanie Bianca Blakney to Pacific Wealth ManagementMay 16, 2018 · RIA to RIA
Joined, latest
- Chase Stratton from Columbia Management Investment Advisers, LLCJul 22, 2026 · Other
- Margaret Stacy Fitzpatrick from Gurtin Municipal Bond ManagementOct 23, 2025 · Other
- Christina Camacho Lynch from Gurtin Municipal Bond ManagementOct 1, 2025 · Other
- Evan Novak Couture from Allspring Funds Management, LLCAug 19, 2025 · Other
- Alison Catherine Difonzo from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 8, 2022 · Wirehouse to independent RIA
- Aimee Ruth Korch from Blackrock Investment Management, LLCJul 11, 2018 · Other
- Lauren A Murphy from Eaton Vance ManagementMay 2, 2016 · Other
- Jeffrey Michael Glenn from Brandes Investment Partners, LPMay 23, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Christopher Matthew Buscone · Co-Chief Investment Officercontrolsince 06/2024 · owns less than 5%
- Breckinridge Peter Coffin · Executive Chair/Directorcontrolsince 06/2024 · owns 50% to 75%
- Michael Jeffrey Glenn · Co-Chief Investment Officercontrolsince 06/2024 · owns less than 5%
- Peter Anthony Greco · President/Chief Operating Officer/Directorcontrolsince 06/2024 · owns less than 5%
- Lee Helen Mcauley · Chief Compliance Officercontrolsince 03/2016 · owns less than 5%
- M Dominica Ribeiro · Chief Marketing And Distribution Officer/Directorcontrolsince 01/2021 · owns less than 5%
- Michael Benjamin Smelser · Chief Technology Officercontrolsince 06/2022 · owns less than 5%
- Ognjen Sosa · Chief Executive Officer/Directorcontrolsince 06/2024 · owns less than 5%
- Putnam George Beal · Directorsince 11/2011 · owns less than 5%
- Lois Kristin Bradbury · Directorsince 02/2025 · owns less than 5%
- Chidsey Hannah Coffin · Directorsince 06/2024 · owns less than 5%
- Field Martha Hodgman · Directorsince 09/2001 · owns less than 5%
- Lee Andrew Meyers · Directorsince 06/2016 · owns less than 5%
- Adams Phillip Newell · Directorsince 04/2000 · owns less than 5%
- Cameron Read · Directorsince 02/2004 · owns less than 5%
- Nmn Anne Stetson · Director/Benefit Directorsince 04/2017 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Advisers that list Breckinridge Capital Advisors Inc as a related person
- 107141 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boston, Ma · principal | 24 | 3 | 0 | ||
| San Diego, Ca | 5 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- San Diego, CA7 employees
What changed
consecutive filings, newest first
- Accounts · 18,559 to 18,447Mar 19, 2025 to Mar 18, 2026
- Charity clients · 945 to 975Mar 19, 2025 to Mar 18, 2026
- Corporate clients · 1,015 to 987Mar 19, 2025 to Mar 18, 2026
- HNW clients · 7,460 to 7,705Mar 19, 2025 to Mar 18, 2026
- Individual clients · 9,047 to 8,657Mar 19, 2025 to Mar 18, 2026
- Pension plan clients · 2 to 33Mar 19, 2025 to Mar 18, 2026
- Pooled vehicle clients · 0 to 1Mar 19, 2025 to Mar 18, 2026
- Employees · 89 to 88Mar 19, 2025 to Mar 18, 2026
- Discretionary RAUM · $51B to $54BMar 19, 2025 to Mar 18, 2026
- HNW RAUM · $28B to $29BMar 19, 2025 to Mar 18, 2026
- Individual RAUM · $5.2B to $5.0BMar 19, 2025 to Mar 18, 2026
- Pension RAUM · $9.1M to $66.0MMar 19, 2025 to Mar 18, 2026
- Pooled vehicle RAUM · $0 to $198MMar 19, 2025 to Mar 18, 2026
- RAUM · $51B to $54BMar 19, 2025 to Mar 18, 2026
- Wrap assets (manager) · $10B to $11BMar 19, 2025 to Mar 18, 2026
- Accounts · 17,848 to 18,559Nov 7, 2024 to Mar 19, 2025
- Advisory employees · 47 to 41Nov 7, 2024 to Mar 19, 2025
- Charity clients · 803 to 945Nov 7, 2024 to Mar 19, 2025
- Corporate clients · 978 to 1,015Nov 7, 2024 to Mar 19, 2025
- HNW clients · 7,107 to 7,460Nov 7, 2024 to Mar 19, 2025
- Individual clients · 8,830 to 9,047Nov 7, 2024 to Mar 19, 2025
- Pension plan clients · 37 to 2Nov 7, 2024 to Mar 19, 2025
- Employees · 92 to 89Nov 7, 2024 to Mar 19, 2025
- Financial planning clients · unset to Nov 7, 2024 to Mar 19, 2025
- State-registered IARs · 30 to 27Nov 7, 2024 to Mar 19, 2025
- Discretionary RAUM · $48B to $51BNov 7, 2024 to Mar 19, 2025
- HNW RAUM · $26B to $28BNov 7, 2024 to Mar 19, 2025
- Individual RAUM · $5.1B to $5.2BNov 7, 2024 to Mar 19, 2025
- Pension RAUM · $114M to $9.1MNov 7, 2024 to Mar 19, 2025
- RAUM · $48B to $51BNov 7, 2024 to Mar 19, 2025
- Wrap assets (manager) · $10B to $10BNov 7, 2024 to Mar 19, 2025
- Accounts · 16,930 to 17,848Mar 29, 2023 to Mar 28, 2024
- Charity clients · 726 to 803Mar 29, 2023 to Mar 28, 2024
- Corporate clients · 941 to 978Mar 29, 2023 to Mar 28, 2024
- HNW clients · 6,423 to 7,107Mar 29, 2023 to Mar 28, 2024
- Individual clients · 8,713 to 8,830Mar 29, 2023 to Mar 28, 2024
- Pension plan clients · 38 to 37Mar 29, 2023 to Mar 28, 2024
- Employees · 91 to 92Mar 29, 2023 to Mar 28, 2024
- State-registered IARs · 29 to 30Mar 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $42B to $48BMar 29, 2023 to Mar 28, 2024
Signals
13 dated events
- Catherine Theisen Clough left Breckinridge Capital Advisors Inc for Twin Focus Capital Partners, Llc (registered 2026-01-02)Aug 4, 2025 · Advisor changed firm · fact
- William Jesse Starks (Co-Chief Technology Officer) no longer on Schedule A of Breckinridge Capital Advisors Inc (listed 2023-03-29, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Jason Christopher Day (Co-Head Of Consultant Relations) no longer on Schedule A of Breckinridge Capital Advisors Inc (listed 2023-03-29, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Michael Benjamin Smelser (Co-Chief Technology Officer) appeared on Schedule A of Breckinridge Capital Advisors IncMar 29, 2023 · Control person joined · fact
- Jason Christopher Day (Co-Head Of Consultant Relations) appeared on Schedule A of Breckinridge Capital Advisors IncMar 29, 2023 · Control person joined · fact
- Ognjen Sosa (Chief Investment Officer) appeared on Schedule A of Breckinridge Capital Advisors IncMar 25, 2022 · Control person joined · fact
- Michael Jeffrey Glenn (Co-Head Of Portfolio Management) appeared on Schedule A of Breckinridge Capital Advisors IncJan 29, 2021 · Control person joined · fact
- M Dominica Ribeiro (Chief Marketing Officer) appeared on Schedule A of Breckinridge Capital Advisors IncJan 29, 2021 · Control person joined · fact
- Christopher Matthew Buscone (Co-Head Of Portfolio Management) appeared on Schedule A of Breckinridge Capital Advisors IncJan 29, 2021 · Control person joined · fact
- Elizabeth Laura Lake (Chief Investment Officer) no longer on Schedule A of Breckinridge Capital Advisors Inc (listed 2020-06-09, absent 2021-01-29)Jan 29, 2021 · Control person left · inference
- Breckinridge Capital Advisors Inc reported 27 state-registered advisory representatives, up from 14 (2018-10-10 to 2019-03-15)Mar 15, 2019 · Advisor headcount change · derived
- Breckinridge Capital Advisors Inc reported 14 state-registered advisory representatives, up from 0 (2017-09-29 to 2018-03-16)Mar 16, 2018 · Advisor headcount change · derived
- Breckinridge Capital Advisors Inc reported RAUM $33.4B, up 29% from $26.0B (2017-09-29 to 2018-03-16)Mar 16, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 617-443-0779reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 858-352-1167reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/breckinridge-capital-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- breckinridge.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 617-443-0779reportedpublic record, Form ADV, Mar 18, 2026
- Contact form
- breckinridge.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.9Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026