DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G•••••• W••••• F•••••••

C••••• F••••••••• I••••••••• A•••••••mixed wealthNew York, Ny dual registrantIAPD 4937023

Feed of 09/14/2026

Also filed as G•••••• W••••• F•••••••

At current firm

0 y

since Apr 6, 2026

In the industry

24 y

since Oct 1, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• F••••••••• I••••••••• A••••••• mixed wealth current
since Apr 6, 2026 · New York, Ny
M••••• S•••••• wirehouse
Feb 24, 2023 to Apr 10, 2024 · Allentown, Pa
S•••••• M•••• M••••••••• L•• independent RIA
Feb 25, 2015 to Sep 27, 2021 · Washington Crossing, Pa
B•••••••• I••••••••• M••••••••• L•• asset manager
Dec 22, 2010 to Oct 2, 2014 · Princeton, Nj
D••••••• C•••••• M••••••••• A•••••••• I•• former
Jan 5, 2010 to Dec 14, 2010 · Philadelphia, Pa
L•••••• F•••••••• D••••••••• I••• unclassified
Jun 5, 2008 to Dec 31, 2009 · Radnor, Pa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 9, 2006 to May 12, 2008 · Pennington, Nj

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to C••••• F••••••••• I••••••••• A•••••••
left Apr 10, 2024, registered Apr 6, 2026 (726 days) · Wirehouse to independent RIA
S•••••• M•••• M••••••••• L•• to M••••• S••••••
left Sep 27, 2021, registered Feb 24, 2023 (515 days) · Other
B•••••••• I••••••••• M••••••••• L•• to S•••••• M•••• M••••••••• L••
left Oct 2, 2014, registered Feb 25, 2015 (146 days) · Other
D••••••• C•••••• M••••••••• A•••••••• I•• to B•••••••• I••••••••• M••••••••• L••
left Dec 14, 2010, registered Dec 22, 2010 (8 days) · Other
L•••••• F•••••••• D••••••••• I••• to D••••••• C•••••• M••••••••• A•••••••• I••
left Dec 31, 2009, registered Jan 5, 2010 (5 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•••••• F•••••••• D••••••••• I•••
left May 12, 2008, registered Jun 5, 2008 (24 days) · Other

Signals

G•••••• W••••• F••••••• left M••••• S•••••• for C••••• F••••••••• I••••••••• A••••••• (registered 2026-04-06)
Apr 10, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address