DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• R••••• N•••

S•••• L••• W••••• M••••••••• L••independent RIAWest Chester, PaIA-onlyIAPD 4939681

Feed of 09/14/2026

Also filed as J••• R N•••

At current firm

1 y

since Aug 1, 2025

In the industry

19 y

since Jul 6, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••• L••• W••••• M••••••••• L•• independent RIA current
since Aug 1, 2025 · West Chester, Pa
V••••••• A•••••••• I••• BD affiliated
Apr 12, 2018 to Aug 15, 2025 · Malvern, Pa
U•• F•••••••• S••••••• I••• wirehouse
Oct 25, 2011 to Mar 27, 2018 · Weehawken, Nj
M••••• S•••••• wirehouse
Jun 1, 2009 to Oct 26, 2011 · Purchase, Ny
C•••••••• G••••• M•••••• I••• BD affiliated
Dec 12, 2007 to Jun 1, 2009 · Warren, Nj

Moves

a registration end followed by a registration begin elsewhere

V••••••• A•••••••• I••• to S•••• L••• W••••• M••••••••• L••
left Aug 15, 2025, registered Aug 1, 2025 (-14 days) · Affiliated broker-dealer or bank to a newly registered adviser
U•• F•••••••• S••••••• I••• to V••••••• A•••••••• I•••
left Mar 27, 2018, registered Apr 12, 2018 (16 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• to U•• F•••••••• S••••••• I•••
left Oct 26, 2011, registered Oct 25, 2011 (-1 days) · Wirehouse to wirehouse
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

J••• R••••• N••• left V••••••• A•••••••• I••• for S•••• L••• W••••• M••••••••• L•• (registered 2025-08-01)
Aug 15, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address