DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••• L••• W••••• M••••••••• L••
Latest filing Mar 4, 2026
First filing on the tape Jun 17, 2025 · 4 filings
SEC status approved since Jul 25, 2025
RAUM
$139M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$139M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$139M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$139M as of Mar 4, 2026
Jun 17, 2025$0 then
HNW client RAUM$138M as of Mar 4, 2026
Oct 29, 2025$94.6M then
State-registered IARs (5.B.3)1 as of Mar 4, 2026
Jun 17, 20251 then
Employees (5.A)2 as of Mar 4, 2026
Jun 17, 20251 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $139MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.9MderivedHNW RAUM over HNW clients
- Average account
- $1.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $69.2M, 18 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$138M99%
- Individuals$900,0000.6%
- Individual clients
- n/areported
- HNW clients
- 28reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 75reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $69.2M for 18 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• R••••• N••• | West Chester, Pa | Aug 1, 2025 | 19 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••• R••••• N••• from V••••••• A•••••••• I•••Aug 1, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- N•••• J•••• R••••• · Managing Member / Founder & Ceo / Ccocontrolsince 08/2025 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 4, 2026custody of client assets (Item 9.A): no on the filing of 2025-10-29, yes on the filing of 2026-03-04peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Accounts · 53 to 75Oct 29, 2025 to Mar 4, 2026
- HNW clients · 12 to 28Oct 29, 2025 to Mar 4, 2026
- Assets in custody · unset to 69200000.0Oct 29, 2025 to Mar 4, 2026
- Custody of client assets · false to trueOct 29, 2025 to Mar 4, 2026
- Employees · 1 to 2Oct 29, 2025 to Mar 4, 2026
- Discretionary RAUM · $101M to $137MOct 29, 2025 to Mar 4, 2026
- HNW RAUM · $94.6M to $138MOct 29, 2025 to Mar 4, 2026
- Individual RAUM · unset to 900000.0Oct 29, 2025 to Mar 4, 2026
- Non-discretionary RAUM · $1.3M to $2.0MOct 29, 2025 to Mar 4, 2026
- Pension RAUM · 7989265.0 to unsetOct 29, 2025 to Mar 4, 2026
- RAUM · $103M to $139MOct 29, 2025 to Mar 4, 2026
- Accounts · 0 to 53Aug 1, 2025 to Oct 29, 2025
- HNW clients · unset to 12.0Aug 1, 2025 to Oct 29, 2025
- Financial planning clients · 0 to 0Aug 1, 2025 to Oct 29, 2025
- Discretionary RAUM · $0 to $101MAug 1, 2025 to Oct 29, 2025
- HNW RAUM · unset to 94589735.0Aug 1, 2025 to Oct 29, 2025
- Non-discretionary RAUM · $0 to $1.3MAug 1, 2025 to Oct 29, 2025
- Pension RAUM · unset to 7989265.0Aug 1, 2025 to Oct 29, 2025
- RAUM · $0 to $103MAug 1, 2025 to Oct 29, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@s•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 484-473-9277reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/stone-loft-wealth-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- s•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (610) 812-9867reportedpublic record, Form ADV, Mar 4, 2026
- Contact form
- s•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $139Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026