RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• E•••• L•••
- G••• L••• A•••••••• L•• i••••••••• wealth currentsince Jan 27, 2022 · Celebration, Fl
- P•••••• A•••••• G••••• L•• BD affiliatedMay 23, 2019 to Jan 28, 2022 · Bogart, Ga
- I••••••••• F•••••••• P••••••• BD affiliatedAug 26, 2011 to May 10, 2019 · Bogart, Ga
- E••••• J•••• national BDJul 2, 2007 to Aug 25, 2011 · Monroe, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 9, 2006 to May 21, 2007 · Athens, Ga
- A• G• E•••••• • S•••• I••• unclassifiedJun 27, 2005 to Jan 10, 2006 · Athens, Ga
- P•••••• A•••••• G••••• L•• to G••• L••• A•••••••• L••left Jan 28, 2022, registered Jan 27, 2022 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- I••••••••• F•••••••• P••••••• to P•••••• A•••••• G••••• L••left May 10, 2019, registered May 23, 2019 (13 days) · Affiliated broker-dealer or bank to independent RIA
- E••••• J•••• to I••••••••• F•••••••• P•••••••left Aug 25, 2011, registered Aug 26, 2011 (1 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••left May 21, 2007, registered Jul 2, 2007 (42 days) · Wirehouse to affiliated broker-dealer or bank
- A• G• E•••••• • S•••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 10, 2006, registered Feb 9, 2006 (30 days) · Other
- J••••• E•••• L••• left P•••••• A•••••• G••••• L•• for G••• L••• A•••••••• L•• (registered 2022-01-27)Jan 28, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address