RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••• F••••••
- M••••••• I••••••••• N•••••• I••• BD affiliated currentsince Nov 8, 2025 · Dallas, Tx
- H•••••• S••••••••• I••• BD affiliated currentsince Jun 24, 2025 · Dallas, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 29, 2020 to Jun 5, 2025 · Saint Petersburg, Fl
- S••••••••• A•••••• A•••••••• I••• formerJun 28, 2018 to Jan 13, 2020 · La Vista, Ne
- L•• F•••••••• L•• BD affiliatedJun 24, 2015 to Jun 14, 2018 · Charlotte, Nc
- W•••• F•••• A••••••• wirehouseNov 26, 2007 to Sep 2, 2009 · Charlotte, Nc
- C•••• I••••••••• S••••••• C•••• formerJun 19, 2006 to Nov 26, 2007 · New Orleans, La
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to H•••••• S••••••••• I•••left Jun 5, 2025, registered Jun 24, 2025 (19 days) · Affiliated broker-dealer or bank to another
- S••••••••• A•••••• A•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 13, 2020, registered Jan 29, 2020 (16 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Jun 14, 2018, registered Jun 28, 2018 (14 days) · RIA to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to L•• F•••••••• L••left Sep 2, 2009, registered Jun 24, 2015 (2121 days) · Other
- C•••• I••••••••• S••••••• C•••• to W•••• F•••• A•••••••left Nov 26, 2007, registered Nov 26, 2007 (0 days) · Other
- M•••••• J••• F•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for H•••••• S••••••••• I••• (registered 2025-06-24)Jun 5, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address