RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Jul 29, 2026 · Potomac, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 28, 2016 to Jul 16, 2026 · Washington, Dc
- P•• W••••• M••••••••• BD affiliatedMay 29, 2014 to Oct 27, 2014 · Laurel, Md
- S•••••••• A••••••• L•• national BDFeb 13, 2012 to Sep 9, 2013 · Reston, Va
- D••••••• B••• S••••••••• I••• no RAUMApr 23, 2008 to May 26, 2010 · New York, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Nov 15, 2007 · New York, Ny
- C••••••• I••••••••• S••••••• unclassifiedMar 2, 2007 to May 29, 2007 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Jul 16, 2026, registered Jul 29, 2026 (13 days) · Wirehouse to wirehouse
- P•• W••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 27, 2014, registered Sep 28, 2016 (702 days) · Other
- S•••••••• A••••••• L•• to P•• W••••• M•••••••••left Sep 9, 2013, registered May 29, 2014 (262 days) · Other
- D••••••• B••• S••••••••• I••• to S•••••••• A••••••• L••left May 26, 2010, registered Feb 13, 2012 (628 days) · Other
- C•••••••• G••••• M•••••• I••• to D••••••• B••• S••••••••• I•••left Nov 15, 2007, registered Apr 23, 2008 (160 days) · Other
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
- A••••• B• V••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2026-07-29)Jul 16, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address