R••••• D•••••• R•••

• W•••• F•••• A••••••• wirehouse current
  since Jul 21, 2025 · Grayson, Ky
• L•• F•••••••• L•• BD affiliated
  Dec 7, 2016 to Jul 24, 2025 · Grayson, Ky
• U••• B•••••• I••••••••• I••• former
  Apr 1, 2013 to Dec 8, 2016 · Morehead, Ky
• E••••• J•••• national BD
  Jan 27, 2009 to Apr 2, 2013 · Ashland, Ky
• W•••• F•••• A••••••• wirehouse
  Jan 1, 2008 to Jan 30, 2009 · Ashland, Ky
• A• G• E•••••• • S•••• I••• unclassified
  Jul 25, 2005 to Jan 1, 2008 · Ashland, Ky

• L•• F•••••••• L•• to W•••• F•••• A•••••••
  left Jul 24, 2025, registered Jul 21, 2025 (-3 days) · Affiliated broker-dealer or bank to wirehouse
• U••• B•••••• I••••••••• I••• to L•• F•••••••• L••
  left Dec 8, 2016, registered Dec 7, 2016 (-1 days) · Other · moved with a team
• E••••• J•••• to U••• B•••••• I••••••••• I•••
  left Apr 2, 2013, registered Apr 1, 2013 (-1 days) · Other
• W•••• F•••• A••••••• to E••••• J••••
  left Jan 30, 2009, registered Jan 27, 2009 (-3 days) · Wirehouse to affiliated broker-dealer or bank
• A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
  left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

• R••••• D•••••• R••• left L•• F•••••••• L•• for W•••• F•••• A••••••• (registered 2025-07-21)
  Jul 24, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address