RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• W•••• D•••••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 21, 2025 · Jackson, Tn
- F•••• H•••••• A•••••••• I•• formerOct 10, 2013 to Aug 21, 2025 · Jackson, Tn
- F•••• T•••••••• A••••••• S•••••••• I••• formerDec 11, 2012 to Oct 10, 2013 · Jackson, Tn
- W•••• F•••• A••••••• wirehouseApr 17, 2012 to Dec 10, 2012 · West Palm Beach, Fl
- M••••• O• O•••• I••••••• S•••••••• I••• independent RIAMay 14, 2009 to Mar 26, 2012 · St Louis, Mo
- A••••••••• F•••••••• S•••••••• L•• national BDOct 7, 2005 to Jun 14, 2006 · Birmingham, Al
- F•••• H•••••• A•••••••• I•• to L•• F•••••••• L••left Aug 21, 2025, registered Aug 21, 2025 (0 days) · corporate re-registration, not a move
- F•••• T•••••••• A••••••• S•••••••• I••• to F•••• H•••••• A•••••••• I••left Oct 10, 2013, registered Oct 10, 2013 (0 days) · Other
- W•••• F•••• A••••••• to F•••• T•••••••• A••••••• S•••••••• I•••left Dec 10, 2012, registered Dec 11, 2012 (1 days) · Other
- M••••• O• O•••• I••••••• S•••••••• I••• to W•••• F•••• A•••••••left Mar 26, 2012, registered Apr 17, 2012 (22 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M••••• O• O•••• I••••••• S•••••••• I•••left Jun 14, 2006, registered May 14, 2009 (1065 days) · Affiliated broker-dealer or bank to a newly registered adviser
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address