C•••••• D••••• M••••••

• P•• W••••• M••••••••• BD affiliated current
  since Aug 23, 2017 · Venice, Fl
• P•••••••• S••••••••• I••• BD affiliated
  Dec 15, 2011 to Jun 1, 2012 · Fayetteville, Nc
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Sep 22, 2011 · Fayetteville, Nc
• C•••••••• G••••• M•••••• I••• BD affiliated
  May 5, 2009 to Jun 1, 2009 · Fayetteville, Nc

• P•••••••• S••••••••• I••• to P•• W••••• M•••••••••
  left Jun 1, 2012, registered Aug 23, 2017 (1909 days) · Other
• M••••• S•••••• to P•••••••• S••••••••• I•••
  left Sep 22, 2011, registered Dec 15, 2011 (84 days) · Other
• C•••••••• G••••• M•••••• I••• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address