DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••• J• F•••••• D•••••

E•••••• A••••••• G••••• L••BD affiliatedAllendale, Mi dual registrantIAPD 4970917

Feed of 09/15/2026

Also filed as M•••• F••••••

At current firm

2 y

since Jul 10, 2024

In the industry

16 y

since Aug 26, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Jul 10, 2024 · Greenwood Village, Co
P•••••••• S••••••••• I••• BD affiliated
Oct 20, 2023 to Jun 26, 2024 · Des Moines, Ia
S•••••• N••••••• • C••••••• I••••••••• national BD
Jan 24, 2019 to Sep 7, 2023 · Grand Rapids, Mi
W•••• F•••• A••••••• wirehouse
Aug 17, 2018 to Dec 18, 2018 · Colorado Springs, Co
W•••• F•••• A••••••• wirehouse
Feb 10, 2011 to Jul 1, 2013 · Colorado Springs, Co

Moves

a registration end followed by a registration begin elsewhere

P•••••••• S••••••••• I••• to E•••••• A••••••• G••••• L••
left Jun 26, 2024, registered Jul 10, 2024 (14 days) · Affiliated broker-dealer or bank to another
S•••••• N••••••• • C••••••• I••••••••• to P•••••••• S••••••••• I•••
left Sep 7, 2023, registered Oct 20, 2023 (43 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••
left Dec 18, 2018, registered Jan 24, 2019 (37 days) · Wirehouse to affiliated broker-dealer or bank

Signals

M•••• J• F•••••• D••••• left P•••••••• S••••••••• I••• for E•••••• A••••••• G••••• L•• (registered 2024-07-10)
Jun 26, 2024 · Advisor changed firm · fact
M•••• J• F•••••• D••••• left S•••••• N••••••• • C••••••• I••••••••• for P•••••••• S••••••••• I••• (registered 2023-10-20)
Sep 7, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address