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Registered advisor
M••••• W•••• P•••
Certified Financial Planner
Feed of 09/15/2026
At current firm
4 y
since Jul 20, 2022
In the industry
21 y
since Aug 12, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Jul 20, 2022 · Pegram, Tn
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 14, 2016 to Jun 6, 2022 · Nashville, Tn
- S••••••• I••••••••• S•••••••• I••• formerMay 17, 2013 to Dec 31, 2016 · Nashville, Tn
- E••••• J•••• national BDJan 22, 2007 to May 20, 2013 · Nashville, Tn
Moves
a registration end followed by a registration begin elsewhere
- T••••• A••••••• S•••••••• I••• to P•••••••• S••••••••• I•••left Jun 6, 2022, registered Jul 20, 2022 (44 days) · Affiliated broker-dealer or bank to another
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 14, 2016 (-108 days) · corporate re-registration, not a move
- E••••• J•••• to S••••••• I••••••••• S•••••••• I•••left May 20, 2013, registered May 17, 2013 (-3 days) · Other
Signals
- M••••• W•••• P••• left T••••• A••••••• S•••••••• I••• for P•••••••• S••••••••• I••• (registered 2022-07-20)Jun 6, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address